Following the FCA’s recent review of consolidation activity across the advice and wealth management sector, TCC’s Strategic Regulatory Director, Jason Wintie has considered what this means for firms in Money Marketing today.
Read why the regulator’s findings highlight several structural risks in current consolidation models – including over-leveraged structures, weak governance and inconsistent integration planning. Jason also unpacks why these issues persist and what the practical implications for firms are when pursuing mergers and acquisitions, undergoing change-of-control assessments or operating within newly consolidated groups.