Financial Crime Compliance
TCC helps firms strengthen AML, KYC, sanctions, fraud prevention and financial crime governance through advisory, managed services and remediation support.
REGULATED COMPLIANCE
Regulatory expertise. Operational delivery. Assured outcomes. In one place.
TCC combines regulatory expertise, managed compliance services, specialist resourcing and AI-powered assurance to help regulated firms solve compliance challenges.
- Individual client projectssolving FCA challenges at pace
- 4,000+
- Days delivering compliancewith outstanding client outcomes
- 5 million+
- Highly-skilled associatesbring experience, flexibility and efficiency
- 40,000
- Years of regulatory expertiseacross a wide range of sectors
- 30+
Why firms choose TCC?
End-to-end compliance for every regulatory challenge
TCC combines independent regulatory expertise, managed compliance delivery, specialist resourcing and AI-powered assurance. From strategic advice through to programme delivery, rapid mobilisation and ongoing oversight, we help regulated firms deliver complex compliance projects and evidence better outcomes.
Complaints & Claims Handling
TCC helps financial services firms deliver regulatory change, operating model redesign, governance improvement, operational resilience and transformation programmes.
Redress & Remediation
TCC supports redress calculations, customer reviews, remediation programmes, governance, quality assurance and regulatory engagement across financial services.
Compliance AI & RegTech
TCC helps financial services firms deliver regulatory change, operating model redesign, governance improvement, operational resilience and transformation programmes.
S166, Skilled Person Reviews & FCA Intervention
TCC helps firms prepare for Section 166 reviews, Skilled Person investigations, FCA scrutiny and regulatory remediation through independent assurance and governance reviews.
Consumer Duty
TCC helps FCA-regulated firms assess Consumer Duty, evidence good customer outcomes, strengthen governance, monitor foreseeable harm and support annual board assessments.
Suitability, Advice Quality & File Reviews
TCC helps wealth, advice and retirement firms assess suitability, improve advice quality, conduct file reviews and evidence good customer outcomes.
Regulatory Change & Transformation
TCC helps financial services firms deliver regulatory change, operating model redesign, governance improvement, operational resilience and transformation programmes.
Consolidation, Acquisition & RDD
TCC supports regulatory due diligence, acquisition risk assessment, Consumer Duty reviews, integration planning and post-acquisition assurance for FCA-regulated firms.
Vulnerable Customers
TCC helps firms strengthen vulnerability frameworks, customer journeys, outcome monitoring and governance to evidence good outcomes for vulnerable customers.
SERVICES
One partner across every stage of the regulatory lifecycle
Independent regulatory expertise. Delivery capability at scale. Specialist resource mobilised in days. AI-powered oversight and evidence. TCC brings together the right mix of capabilities firms need to manage risk and meet regulatory expectations.
ADVISORY
Independent expertise for critical regulatory decisions
TCC helps FCA-regulated firms assess regulatory risk, strengthen governance and make informed compliance decisions.
MANAGED SERVICES
Deliver compliance without increasing complexity
TCC designs and delivers managed compliance services for FCA-regulated firms – governed for quality, control and scale.
SPECIALIST RESOURCING
The specialist expertise you need, when you need it
TCC deploys experienced professionals and delivery teams rapidly across complex regulatory programmes – no recruitment lag.
TECH-ENABLED COMPLIANCE
See more. Evidence more. Act sooner.
TCC’s regulatory expertise combined with Recordsure’s Compliance AI, providing stronger oversight and measurable evidence.
Sectors
Specialist expertise across regulated markets
Case Studies
Results that speak for themselves
View all case studiesFAQs
Common questions
Can’t find what you’re looking for?
Get in touchWhat types of FCA-regulated firms does TCC work with?
TCC works with the full spectrum of FCA-regulated businesses – from global banks and major insurers to wealth managers, investment platforms, consumer credit lenders and emerging FinTech firms. We bring deep sector expertise across retail and consumer markets, helping clients navigate regulatory change, manage FCA intervention, and deliver better outcomes for consumers.
How quickly can TCC mobilise a compliance team?
We typically mobilise within days. Our specialist resourcing team maintain a pre-vetted network of compliance, risk and regulatory professionals – from individual specialists to 300-person review squads – ready to deploy at pace. For managed service programmes, we work with clients to agree a structured mobilisation plan tailored to their timeline and regulatory deadlines.
What is Recordsure and how does it support compliance?
Recordsure is TCC Group’s Compliance AI business. It provides AI-powered technology that monitors customer conversations and analyses advice quality at scale and turns regulatory compliance into a measurable, auditable process. Used by wealth managers, major banks and UK government, Recordsure flags cases at risk and replaces inefficient manual sampling with comprehensive, evidence-based oversight.
How does TCC approach Consumer Duty compliance?
We offer end-to-end Consumer Duty support – from initial gap analysis and board MI design through to product and pricing assessments, vulnerable customer frameworks and ongoing outcome monitoring. Our advisers have worked directly with the FCA on Consumer Duty policy, giving our clients a practical, regulator-informed perspective on what good looks like.
The TCC Group
Three specialists. One trusted group.
We assess a problem, design a solution, deploy 300 reviewers, run the programme and provide AI-enabled assurance from the same compliance group.
TCC
Advisory, Managed Services & Specialist Resourcing
COMPLIANCE
Regulatory advisory, outsourced compliance, and managed programmes across every FCA-regulated sector. Delivering outcomes that matter.
Momenta
Interim Resourcing
RESOURCING
Contingent compliance professionals and contract teams deployed at pace — from single specialists to 300-person review squads.
Recordsure
Compliance AI & RegTech
AI & REGTECH
Industry-proven, regulator-trusted AI-powered technology — turning regulatory compliance into a measurable, auditable process.