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Assessing vulnerability: How can firms help mitigate risks of DIY SIPPs?
A recent Financial Ombudsman Service decision has highlighted the risks of DIY SIPP arrangements –
Equity Release: Get your five-step guide to Consumer Duty compliance
Later life mortgages and equity release have returned to the regulatory spotlight in recent months
What you need to know: FCA's S166 Requirement Notices for motor finance firms
On 11th January, the FCA
TCC and Recordsure welcome aboard Richard Lee as Client Account Director
Kicking off the new year with an exciting new addition, we’re very glad
Putting customers first: preparing for your Consumer Duty annual assessment
The FCA rounded up 2023 by publishing its findings into the retail banking Consumer Duty
Regulatory due diligence: Examining firms' priorities for 2024
2023 proved to be another busy year for acquisitions within financial services - and despite the relatively
2024 in focus: Are you prepared for the January resource rush?
It goes without saying that 2023 has been challenging for businesses and their customers alike.
FCA outlines assertive supervisory plans for wealth management firms
Earlier this month, the FCA published a
Why are equity release and later life mortgages in the FCA spotlight?
The FCA highlights the ongoing risk of poor outcomes for later life mortgage borrowers
Four steps to building an effective Retirement Income proposition
In June, the FCA re-iterated its focus on retirement income as a regulatory priority, requesting information
Collaborating to implement best Consumer Duty practice
For over three months, the
Consumer Duty: Are your Governance fundamentals well grounded?
As firms prepare to demonstrate that the Consumer Duty has been effectively implemented within
World Mental Health Day 2023: Why it matters
Today, TCC and Recordsure are proud to be celebrating the World Mental Health Day (WMHD) initiative,
Why firms need to be challenging themselves on price and value
In the run-up to the Consumer Duty, the regulator called on firms to re-examine their charging structures
Consumer Duty and fair value: where are you now?
After years of consultation and planning, the
Almost 400 later life mortgage promotions identified as misleading
The FCA has published the findings from its
The impact of the cost-of-living crisis on debt consolidation
With falling energy prices, economists are forecasting that the UK’s inflation rate will
Firms urged to be proactive in identifying vulnerable characteristics in pension transfer customers
The FCA has reiterated the importance of firms being alert to indicators of potential vulnerability
A peak of interest-only mortgages is set to mature in less than a decade
Mortgage firms should act now to support ‘challenged’ borrowers who may struggle to repay
Business Systems, TCC and Recordsure join forces to provide comprehensive expertise and guidance on new Consumer Duty regulations
Business Systems, TCC and Recordsure are combining their wealth of expertise to provide advisory services and ongoing support for the new Consumer Duty regulations
FCA warns of risk posed by poor mortgage advice amid cost-of-living crisis
Following on from its 2020 review work with firms involved with Lifetime Mortgages, the FCA mentioned
FCA publishes Guidance Consultation on Financial Promotions on social media
In the FCA’s Business Plan for 2023/24, it prioritised reducing and preventing consumer harm,