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Ongoing advice services and retirement income advice are key priorities in the latest FCA update

08/10/24 Read more

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Navigating ongoing advice servicing challenges in wealth management

Ongoing advice servicing is currently the biggest challenge for the wealth sector and probably

20/11/24 Read more

News

What firms should take from the FCA's latest portfolio strategy letter

The FCA's latest portfolio strategy letter for financial advisers and investment intermediaries has become

12/11/24 Go to article

Hopcraft: Is DCA PPI2?

30/10/24 Read more

FCA fines highlight the need for better customer support

Two recent huge fines imposed by the FCA have once again spotlighted the ongoing need for

24/10/24 Read more

How do large firms with an abundance of resources fall foul of FCA regulations?

The FCA has revealed that

15/10/24 Read more

Ongoing advice services and retirement income advice are key priorities in the latest FCA update

On the 7th October, the FCA wrote a

08/10/24 Read more

Insurers unable to demonstrate robust fair value assessments and adherence to product governance

TCC’s team of experts has become aware of some firms being challenged by the FCA on their

19/09/24 Read more

News

How advice firms should navigate the AI journey

There are numerous new AI solutions available for financial advice firms, offering a range of choices. However,

17/09/24 Go to article

Case studies

Case study: Flexible overflow business assurance relieves internal pressure

Outsourcing also results in a regular independent view on the business written.

Press Release

07/08/24 Read more

Case study: Compliance review and remediation

We were engaged to conduct a detailed compliance review and produce a remediation action plan within tight timescales

Press Release

07/08/24 Read more

Case study: Calculator build and assurance

Redress project streamlined with bespoke calculators

Press Release

07/08/24 Read more

Case study: Comprehensive UCIS review without the cost burden

Our bespoke solution minimised costs without sacrificing quality, time or volume.

Press Release

07/08/24 Read more

Case study: Responsive resourcing

Responsive resourcing keeps compliance audit on track

Press Release

29/07/24 Read more

Press Release

Insurers urged to demonstrate fair value and good customer outcomes

Gary Maude, Director of Advisory Practice at TCC, shares his concerns for the insurance sector:

28/08/24 Read more

Five key questions to consider when changing your advice model

Recently there has been an uptick in investment advice firms looking to make some material

22/08/24 Read more

Discretionary commission arrangements review – do I need to act?

“Firms who expect the Barclays hearing to result in this issue going away

22/08/24 Read more

Five key priorities for long-term Consumer Duty success

TCC recently hosted a multi-sector Consumer Duty forum to review ongoing industry risks and

09/08/24 Read more

Case study: Flexible overflow business assurance relieves internal pressure

Outsourcing also results in a regular independent view on the business written.

07/08/24 Read more

Case study: Compliance review and remediation

We were engaged to conduct a detailed compliance review and produce a remediation action plan within tight timescales

07/08/24 Read more

Case study: Calculator build and assurance

Redress project streamlined with bespoke calculators

07/08/24 Read more

Case study: Comprehensive UCIS review without the cost burden

Our bespoke solution minimised costs without sacrificing quality, time or volume.

07/08/24 Read more

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When 'safe harbours' become unsafe

As the dust settles on the Consumer Duty landscape one year after it was first introduced,

07/08/24 Read more

Case study: Responsive resourcing

Responsive resourcing keeps compliance audit on track

29/07/24 Read more

Case study: Specialist resourcing

Large scale resourcing gets remediation project moving

29/07/24 Read more

Case study: RegTech remediation project

Harnessing the power of RegTech, we saved our client £1.2m in project costs.

24/07/24 Read more

Case study: RegTech enabled Past Business Review

RegTech enabled PBR saves £3m

24/07/24 Read more

Case Study: Outsourced business assurance accelerated by RegTech

Discover how our high-performance business assurance helped a client deal with a fluctuating workload faster and with superior quality.

24/07/24 Read more

Case study: Project rescued by RegTech

Find out how we rescued and turned around a struggling arrears remediation project and cut the review times by a quarter.

24/07/24 Read more

Case study: AML Customer Due Diligence Review

Risk diminished with strengthened customer due diligence

18/07/24 Read more

Ongoing advice services and retirement income advice are key priorities in the latest FCA update

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Navigating ongoing advice servicing challenges in wealth management

What firms should take from the FCA's latest portfolio strategy letter

Hopcraft: Is DCA PPI2?

FCA fines highlight the need for better customer support

How do large firms with an abundance of resources fall foul of FCA regulations?

Ongoing advice services and retirement income advice are key priorities in the latest FCA update

Insurers unable to demonstrate robust fair value assessments and adherence to product governance

How advice firms should navigate the AI journey

Case study: Flexible overflow business assurance relieves internal pressure

Case study: Compliance review and remediation

Case study: Calculator build and assurance

Case study: Comprehensive UCIS review without the cost burden

Case study: Responsive resourcing

Insurers urged to demonstrate fair value and good customer outcomes

Five key questions to consider when changing your advice model

Discretionary commission arrangements review – do I need to act?

Five key priorities for long-term Consumer Duty success

Case study: Flexible overflow business assurance relieves internal pressure

Case study: Compliance review and remediation

Case study: Calculator build and assurance

Case study: Comprehensive UCIS review without the cost burden

Subscribe

When 'safe harbours' become unsafe

Case study: Responsive resourcing

Case study: Specialist resourcing

Case study: RegTech remediation project

Case study: RegTech enabled Past Business Review

Case Study: Outsourced business assurance accelerated by RegTech

Case study: Project rescued by RegTech

Case study: AML Customer Due Diligence Review

FCA fines highlight the need for better customer support