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Transforming Compliance and Conduct

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Consumer Duty: Four key lessons from the FCA’s Fair Value Frameworks review

24/05/23 Download

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How-to guides

Your complete guide to the FCA's Business Plan 2023/24

Marking the second phase of its three-year campaign to improve outcomes for financial services

26/05/23 Download

Consumer Duty: Four key lessons from the FCA’s Fair Value Frameworks review

Earlier this month, the FCA published the findings from its latest thematic

24/05/23 Read more

Case study: Past business review

Quickly scaling up to deliver largescale PBR

24/05/23 Read more

Press Release

TCC joins SME Climate Hub initiative to halve emissions by 2030

TCC has joined the SME Climate Hub

03/05/23 Read more

Effective complaint handling through the cost-of-living crisis: An assured approach for FCA-regulated firms

The financial pressure on consumers has further increased this April, with many witnessing a

17/04/23 Read more

FCA Business Plan: Consumer care tops regulatory agenda for 2023/24

The FCA has today launched its Business

05/04/23 Read more

Media enquiries

For all press related queries please contact the marketing team on 0113 261 5876 or email marketing@tcc.group

Why firms need to get serious about Disclosure for Consumer Duty success

First published last year, the FCA’s

30/03/23 Read more

News

How firms should approach British Steel pensions redress

The British Steel Pensions Scheme (BSPS) redress scheme began in earnest at the end of last month - meaning

23/03/23 Go to article

Press Release

TCC and Recordsure jointly awarded ‘RegTech Innovation’ prize at FinTech Breakthrough Awards

We’re delighted to reveal that we’ve been jointly presented the RegTech Innovation award,

23/03/23 Read more

RegTech to support Wealth Managers and the Consumer Duty outcomes

The role of AI and innovation in Consumer Duty’s future The Consumer Duty

22/03/23 Read more

A closer look at the FCA’s Consumer Duty expectations

Further guidance on the FCA’s Consumer Duty expectations has been coming thick and fast

20/03/23 Read more

How-to guides

How to prepare for the Consumer Duty’s Price and Value outcome

While the industry continues to concentrate on the new Consumer Duty and its implementation in

13/03/23 Download

Case studies

Case study: Past business review

Quickly scaling up to deliver largescale PBR

Press Release

24/05/23 Read more

Case study: Redress calculations

Redress expertise slashes review costs by 20%

Press Release

22/12/21 Read more

Case study: AML Review & Remediation

AML defences reinforced with review

Press Release

09/04/21 Read more

Case study: AML Customer Due Diligence Review

Risk diminished with strengthened customer due diligence

Press Release

09/04/21 Read more

Case study: SMCR post-implementation review

SMCR review brings peace of mind in a chaotic time

Press Release

06/07/20 Read more

Press Release

TCC Founder Joanne Smith makes Innovate Finance’s Women in FinTech Powerlist 2022

Following yesterday’s International

09/03/23 Read more

The importance of embracing equity as a business #InternationalWomensDay #EmbraceEquity

Often the words equality and equity are used interchangeably. But

08/03/23 Read more

How-to guides

Your four-point plan for successful British Steel pensions redress

After much speculation, the FCA is set to get the ball rolling on its British Steel Pension

02/03/23 Download

News

Retirement income in the regulator's spotlight

The FCA views retirement income as regulatory priority. Unsuitable recommendations can cause ‘significant

01/03/23 Go to article

Intelligent Compliance: achieve your regulatory requirements in a more efficient way

When it comes to supporting your compliance and conduct goals, you need a compliance consultancy

27/02/23 Read more

How-to guides

Three steps to the Consumer Duty starting line

In just over six months’ time, the Consumer Duty will be a regulatory reality for FCA regulated

26/01/23 Download

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Prepare for 2023: The importance of robust evidencing for Equity Release firms

There was cause for optimism for providers and intermediaries according to Equity

12/01/23 Read more

Three steps to review your Retirement Income advice

Earlier this month, the FCA released a Portfolio

20/12/22 Read more

FCA’s Appointed Representative regime and the regulatory focus on Principal firms

As the new FCA’s S165 data collection for Principal firms comes into action this Thursday

07/12/22 Read more

News

Rethinking vulnerability for the Consumer Duty era

The Consumer Duty is intended to raise the bar for customer protection across financial services, placing

05/12/22 Go to article

What can firms do to support their vulnerable customers during the cost-of-living crisis?

The British public is currently facing a perfect storm of inflation, price increases and fuel

28/11/22 Read more

Webinar recap: Understanding the Consumer Duty’s good customer outcomes

Last week Consumer Duty expert and TCC’s

28/11/22 Read more

Consumer Duty: Four key lessons from the FCA’s Fair Value Frameworks review

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Your complete guide to the FCA's Business Plan 2023/24

Consumer Duty: Four key lessons from the FCA’s Fair Value Frameworks review

Case study: Past business review

TCC joins SME Climate Hub initiative to halve emissions by 2030

Effective complaint handling through the cost-of-living crisis: An assured approach for FCA-regulated firms

FCA Business Plan: Consumer care tops regulatory agenda for 2023/24

Media enquiries

Why firms need to get serious about Disclosure for Consumer Duty success

How firms should approach British Steel pensions redress

TCC and Recordsure jointly awarded ‘RegTech Innovation’ prize at FinTech Breakthrough Awards

RegTech to support Wealth Managers and the Consumer Duty outcomes

A closer look at the FCA’s Consumer Duty expectations

How to prepare for the Consumer Duty’s Price and Value outcome

Case study: Past business review

Case study: Redress calculations

Case study: AML Review & Remediation

Case study: AML Customer Due Diligence Review

Case study: SMCR post-implementation review

TCC Founder Joanne Smith makes Innovate Finance’s Women in FinTech Powerlist 2022

The importance of embracing equity as a business #InternationalWomensDay #EmbraceEquity

Your four-point plan for successful British Steel pensions redress

Retirement income in the regulator's spotlight

Intelligent Compliance: achieve your regulatory requirements in a more efficient way

Three steps to the Consumer Duty starting line

Subscribe

Prepare for 2023: The importance of robust evidencing for Equity Release firms

Three steps to review your Retirement Income advice

FCA’s Appointed Representative regime and the regulatory focus on Principal firms

Rethinking vulnerability for the Consumer Duty era

What can firms do to support their vulnerable customers during the cost-of-living crisis?

Webinar recap: Understanding the Consumer Duty’s good customer outcomes