The FCA's Appointed Representatives (AR) regime: more stringent oversight rules to take effect in December 2022 Earlier this week, the FCA published a new 04/08/22 Read more
New Consumer Duty: firms are required to have an implementation plan in place by October 2022 The wait is over, after over a year of debate, speculation and rumours from all corners of the 27/07/22 Read more
The top ten aims of the Consumer Duty With its focus on encouraging firms to take a bolder approach to customer care, the FCA intends 12/05/22 Read more
News How prepared are you for the Consumer Duty? The FCA’s long-awaited Consumer Duty is expected to hold regulated firms to a whole new standard of 25/03/22 Go to article
Case study: SMCR post-implementation review SMCR review brings peace of mind in a chaotic time 06/07/20 Read more
Case Study: SMCR assurance Bringing peace of mind to a firm before submitting to the FCA 19/12/19 Read more
Commercial success starts with culture Where does culture come on your list of priorities? Lorraine Mouat looks at running a commercially successful business with culture at the top of your to-do list. 05/12/19 Read more
SMCR misconceptions: It’s all just a tick-box exercise In this instalment, we take a look at another mistake firms can make when thinking about SMCR. 04/09/19 Read more