The top ten aims of the Consumer Duty With its focus on encouraging firms to take a bolder approach to customer care, the FCA intends 12/05/22 Read more
News How prepared are you for the Consumer Duty? The FCA’s long-awaited Consumer Duty is expected to hold regulated firms to a whole new standard of 25/03/22 Go to article
Case study: SMCR post-implementation review SMCR review brings peace of mind in a chaotic time 06/07/20 Read more
Case Study: SMCR assurance Bringing peace of mind to a firm before submitting to the FCA 19/12/19 Read more
Commercial success starts with culture Where does culture come on your list of priorities? Lorraine Mouat looks at running a commercially successful business with culture at the top of your to-do list. 05/12/19 Read more
SMCR misconceptions: It’s all just a tick-box exercise In this instalment, we take a look at another mistake firms can make when thinking about SMCR. 04/09/19 Read more
SMCR misconceptions: There’s no need to plan for unexpected delays Even the best laid plans run into difficulties. In this instalment we examine how you need to factor in time for delays when it comes to SMCR. 14/08/19 Read more
SMCR misconceptions: You don’t need help Here's why independent assurance is a must for SMCR compliance 07/08/19 Read more
Webinar: How to successfully prepare for SMCR submission In our on-demand webinar, we give practical guidance on making sure your implementation plan is on track to deliver compliance. 01/08/19 Read more