Business Systems, TCC and Recordsure join forces to provide comprehensive expertise and guidance on new Consumer Duty regulations
Business Systems, TCC and Recordsure join forces to provide comprehensive expertise and guidance on new Consumer Duty regulations
Case study: AML Customer Due Diligence Review Risk diminished with strengthened customer due diligence 09/04/21 Read more
Case study: SMCR post-implementation review SMCR review brings peace of mind in a chaotic time 06/07/20 Read more
Case study: Culture & conduct risk assessment Connecting the dots: tackling conduct risk with a better culture 19/05/20 Read more
Case Study: Outsourced business assurance accelerated by RegTech Discover how our high-performance business assurance helped a client deal with a fluctuating workload faster and with superior quality! 06/02/20 Read more
Case Study: SMCR assurance Bringing peace of mind to a firm before submitting to the FCA 19/12/19 Read more
Case study: Regulatory due diligence We created an action plan to bring the target firm up to scratch prior to the acquisition and reduce conduct risk. 07/06/19 Read more
Case study: RegTech remediation project Harnessing the power of RegTech, we saved our client £1.2m in project costs 06/06/19 Read more
Case study: Designing a more effective and efficient compliance function We helped a firm design a more effective and efficient compliance function 09/05/19 Read more
Case study: Inflight project rescued by RegTech Find out how we rescued and turned around a struggling arrears remediation project and cut the review times by a quarter! 26/03/19 Read more
Case study: Flexible overflow business assurance relieves internal pressure Outsourcing also results in a regular independent view on the business written. 14/01/19 Read more
Case study: Specialist resourcing Large scale resourcing gets remediation project moving 14/11/18 Read more
Case study: Compliance review & remediation We were engaged to conduct a detailed compliance review and produce a remediation action plan within tight timescales 11/10/18 Read more
Case study: Comprehensive UCIS review without the cost burden Our bespoke solution minimised costs without sacrificing quality, time or volume. 14/07/18 Read more
Case study: Calculator build and assurance Redress project streamlined with bespoke calculators 12/06/18 Read more
Case study: Global compliance operating model A new global compliance operating model for a sustainable future 14/02/18 Read more
Case study: Improving compliance monitoring with conduct risk reviews Our client saw increased customer satisfaction as a result of an improved customer journey. 02/12/17 Read more
Case study: Meeting MiFID II rules with help from expert team We found a flexible approach that utilised our client’s existing resource, keeping costs under control. 29/03/17 Read more
