Case study: AML Customer Due Diligence Review Risk diminished with strengthened customer due diligence 09/04/21 Read more
Case study: SMCR post-implementation review SMCR review brings peace of mind in a chaotic time 06/07/20 Read more
Case study: Culture & conduct risk assessment Connecting the dots: tackling conduct risk with a better culture 19/05/20 Read more
Case Study: Outsourced business assurance accelerated by RegTech Discover how our high-performance business assurance helped a client deal with a fluctuating workload faster and with superior quality! 06/02/20 Read more
Case Study: SMCR assurance Bringing peace of mind to a firm before submitting to the FCA 19/12/19 Read more
Case study: Regulatory due diligence We created an action plan to bring the target firm up to scratch prior to the acquisition and reduce conduct risk. 07/06/19 Read more
Case study: RegTech remediation project Harnessing the power of RegTech, we saved our client £1.2m in project costs 06/06/19 Read more
Case study: Designing a more effective and efficient compliance function We helped a firm design a more effective and efficient compliance function 09/05/19 Read more
Case study: Inflight project rescued by RegTech Find out how we rescued and turned around a struggling arrears remediation project and cut the review times by a quarter! 26/03/19 Read more
Case study: Flexible overflow business assurance relieves internal pressure Outsourcing also results in a regular independent view on the business written. 14/01/19 Read more
Case study: Specialist resourcing Large scale resourcing gets remediation project moving 14/11/18 Read more
Case study: Compliance review & remediation We were engaged to conduct a detailed compliance review and produce a remediation action plan within tight timescales 11/10/18 Read more
Case study: Comprehensive UCIS review without the cost burden Our bespoke solution minimised costs without sacrificing quality, time or volume. 14/07/18 Read more
Case study: Calculator build and assurance Redress project streamlined with bespoke calculators 12/06/18 Read more
Case study: Global compliance operating model A new global compliance operating model for a sustainable future 14/02/18 Read more
Case study: Improving compliance monitoring with conduct risk reviews Our client saw increased customer satisfaction as a result of an improved customer journey. 02/12/17 Read more
Case study: Meeting MiFID II rules with help from expert team We found a flexible approach that utilised our client’s existing resource, keeping costs under control. 29/03/17 Read more
