Content Archives

FCA’s Appointed Representative regime and the regulatory focus on Principal firms

As the new FCA’s S165 data collection for Principal firms comes into action this Thursday

07/12/22 Read more

News

Rethinking vulnerability for the Consumer Duty era

The Consumer Duty is intended to raise the bar for customer protection across financial services, placing

05/12/22 Go to article

What can firms do to support their vulnerable customers during the cost-of-living crisis?

The British public is currently facing a perfect storm of inflation, price increases and fuel

28/11/22 Read more

Webinar recap: Understanding the Consumer Duty’s good customer outcomes

Last week Consumer Duty expert and TCC’s

28/11/22 Read more

Webinar Recap: Why Consumer Duty compliance is critical for financial services firms

On Monday, 31st October 2022, TCC’s Associate Director and Consumer Duty expert Neil Dethick

15/11/22 Read more

A helpful summary of the FCA’s four Consumer Duty outcomes

The hugely significant shift towards the FCA’s new Consumer Duty will culminate in its first

26/10/22 Read more

How-to guides

FCA Outcome 4: Consumer support

Spotlight on the FCA’s four Consumer Duty outcomes

19/10/22 Download

News

Consumer Duty compliance: how should firms approach the Four Outcomes?

With the deadline for Consumer Duty Implementation Plans now less than two weeks away, firms should be

19/10/22 Go to article

Five need-to-know Consumer Duty practicalities

It's no longer viable to think you've got it covered. Ensure you're meeting Duty requirements in practice, not just in theory.

12/10/22 Read more

How-to guides

FCA Outcome 3: Consumer understanding

Spotlight on the FCA’s four Consumer Duty outcomes

11/10/22 Download

How-to guides

FCA Outcome 2: Price and value

Spotlight on the FCA’s four Consumer Duty outcomes

04/10/22 Download

How-to guides

FCA Outcome 1: Products and services

Spotlight on the FCA’s four Consumer Duty outcomes

27/09/22 Download

How-to guides

How to prepare for the FCA's new Consumer Duty regulations for positive, compliant outcomes

Practical and preparatory steps to Duty compliance

21/09/22 Download

Understanding the issues on Defined Benefits transfers

In the first of our subject matter expert interviews,

15/09/22 Read more

News

Three key steps to ensuring Consumer Duty readiness

With the FCA’s deadline for implementation plans confirmed for 31st October 2022, firms

24/08/22 Go to article

The FCA's Appointed Representatives (AR) regime: more stringent oversight rules to take effect in December 2022

Earlier this week, the FCA published a new

04/08/22 Read more

New Consumer Duty: firms are required to have an implementation plan in place by October 2022

The wait is over, after over a year of debate, speculation and rumours from all corners of the

27/07/22 Read more

Press Release

Women in Governance, Risk and Compliance: meet TCC and Recordsure’s Joanne Smith

After being named

26/07/22 Read more

News

Consumer Duty myth-busting: what do firms need to know?

Despite only weeks to go until the final Consumer Duty rules are announced,

15/07/22 Go to article

News

Three rules for turning complaints into valuable lessons

How can you approach complaints in a way that's constructive for both parties? In FT Adviser, Associate

14/06/22 Go to article

Press Release

TCC named UK’s Financial Services Compliance Consultancy of the Year at GAE Awards

We’re thrilled to announce that we’ve been awarded 2022’s 'Financial Services Compliance

01/06/22 Read more

News

Spotting the warning signs of a risky acquisition

The financial sector is currently experiencing a significant surge in acquisitions. And though these

25/05/22 Go to article

Press Release

TCC Founder Joanne Smith to join judging panel at Women in GRC Awards 2022

We’re very happy to announce that TCC and

24/05/22 Read more

The top ten aims of the Consumer Duty

With its focus on encouraging firms to take a bolder approach to customer care, the FCA intends

12/05/22 Read more

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FCA’s Appointed Representative regime and the regulatory focus on Principal firms

Rethinking vulnerability for the Consumer Duty era

What can firms do to support their vulnerable customers during the cost-of-living crisis?

Webinar recap: Understanding the Consumer Duty’s good customer outcomes

Webinar Recap: Why Consumer Duty compliance is critical for financial services firms

A helpful summary of the FCA’s four Consumer Duty outcomes

FCA Outcome 4: Consumer support

Consumer Duty compliance: how should firms approach the Four Outcomes?

Five need-to-know Consumer Duty practicalities

FCA Outcome 3: Consumer understanding

FCA Outcome 2: Price and value

FCA Outcome 1: Products and services

How to prepare for the FCA's new Consumer Duty regulations for positive, compliant outcomes

Understanding the issues on Defined Benefits transfers

Three key steps to ensuring Consumer Duty readiness

The FCA's Appointed Representatives (AR) regime: more stringent oversight rules to take effect in December 2022

New Consumer Duty: firms are required to have an implementation plan in place by October 2022

Women in Governance, Risk and Compliance: meet TCC and Recordsure’s Joanne Smith

Consumer Duty myth-busting: what do firms need to know?

Three rules for turning complaints into valuable lessons

TCC named UK’s Financial Services Compliance Consultancy of the Year at GAE Awards

Spotting the warning signs of a risky acquisition

TCC Founder Joanne Smith to join judging panel at Women in GRC Awards 2022

The top ten aims of the Consumer Duty