Financial services firms express low confidence in current vulnerability support processes As the regulatory landscape sharpens its focus on support for vulnerable customers, financial 23/05/25 Read more
Is your firm truly ready for ongoing advice compliance? The FCA recently reported that 25/04/25 Read more
Preparing for change: FCA's review of protection product distribution and value Judith Wright, Technical Director at TCC 14/04/25 Read more
FCA fines highlight the need for better customer support Two recent huge fines imposed by the FCA have once again spotlighted the ongoing need for 24/10/24 Read more
How do large firms with an abundance of resources fall foul of FCA regulations? The FCA has revealed that 15/10/24 Read more
Ongoing advice services and retirement income advice are key priorities in the latest FCA update On the 7th October, the FCA wrote a 08/10/24 Read more
Insurers unable to demonstrate robust fair value assessments and adherence to product governance TCC’s team of experts has become aware of some firms being challenged by the FCA on their 19/09/24 Read more
Five key questions to consider when changing your advice model Recently there has been an uptick in investment advice firms looking to make some material 22/08/24 Read more
Discretionary commission arrangements review – do I need to act? “Firms who expect the Barclays hearing to result in this issue going away 22/08/24 Read more
Five key priorities for long-term Consumer Duty success TCC recently hosted a multi-sector Consumer Duty forum to review ongoing industry risks and 09/08/24 Read more
Case study: Calculator build and assurance Redress project streamlined with bespoke calculators 07/08/24 Read more
When 'safe harbours' become unsafe As the dust settles on the Consumer Duty landscape one year after it was first introduced, 07/08/24 Read more
Case study: Responsive resourcing Responsive resourcing keeps compliance audit on track 29/07/24 Read more
Case study: Specialist resourcing Large scale resourcing gets remediation project moving 29/07/24 Read more
Case study: RegTech remediation project Harnessing the power of RegTech, we saved our client £1.2m in project costs. 24/07/24 Read more
Case study: Outsourced business assurance accelerated by RegTech Discover how our high-performance business assurance helped a client deal with a fluctuating workload faster and with superior quality. 24/07/24 Read more
Case study: Project rescued by RegTech Find out how we rescued and turned around a struggling arrears remediation project and cut the review times by a quarter. 24/07/24 Read more
Case study: AML Customer Due Diligence Review Risk diminished with strengthened customer due diligence 18/07/24 Read more
Case study: Defined benefit transfers A tailor-made method method to stand the test of time 24/06/24 Read more
Case study: Past business review Quickly scaling up to deliver large scale past business review 24/06/24 Read more
