Culture & governance Archives

How-to guides

Three steps to the Consumer Duty starting line

In just over six months’ time, the Consumer Duty will be a regulatory reality for FCA regulated

26/01/23 Download

Prepare for 2023: The importance of robust evidencing for Equity Release firms

There was cause for optimism for providers and intermediaries according to Equity

12/01/23 Read more

Three steps to review your Retirement Income advice

Earlier this month, the FCA released a Portfolio

20/12/22 Read more

FCA’s Appointed Representative regime and the regulatory focus on Principal firms

As the new FCA’s S165 data collection for Principal firms comes into action this Thursday

07/12/22 Read more

News

Consumer Duty compliance: how should firms approach the Four Outcomes?

With the deadline for Consumer Duty Implementation Plans now less than two weeks away, firms should be

19/10/22 Go to article

News

Three key steps to ensuring Consumer Duty readiness

With the FCA’s deadline for implementation plans confirmed for 31st October 2022, firms

24/08/22 Go to article

New Consumer Duty: firms are required to have an implementation plan in place by October 2022

The wait is over, after over a year of debate, speculation and rumours from all corners of the

27/07/22 Read more

Two million missed payments and counting: the realities of the cost-of-living crisis

Why technology is the critical element when equipping your C&R function to better handle the inevitable influx of new calls

13/07/22 Read more

The top ten aims of the Consumer Duty

With its focus on encouraging firms to take a bolder approach to customer care, the FCA intends

12/05/22 Read more

Are you resource-ready for the consumer debt crisis?

A perfect storm is brewing for Collections and Recovery teams - here's how to manage it.

26/04/22 Read more

News

Implementing the Consumer Duty: what are the foreseeable challenges?

Replacing the previous Treating Customers Fairly (TCF) requirements, the Consumer Duty

12/04/22 Go to article

News

How prepared are you for the Consumer Duty?

The FCA’s long-awaited Consumer Duty is expected to hold regulated firms to a whole new standard of

25/03/22 Go to article

#IWD2022: ending the workplace silence around fertility treatment

This year’s IWD theme is focused on breaking bias for working women – we’re taking the

24/03/22 Read more

#IWD2022: breaking the bias for working parents

This week we hear from Hana Shackleton, Marketing Manager here at TCC & Recordsure, about the unique challenges faced by working parents, particularly mothers returning to the workplace following maternity leave...

15/03/22 Read more

Five-Minute Insights: Embedding Compliance with RegTech

Sabrina Del Prete

21/02/22 Read more

News

How advisers can balance digital innovation and human relationships

Recent research has shown that digital engagement with customers is rapidly becoming the norm for financial

10/02/22 Go to article

Five-Minute Insights: Exploring the Link Between Culture and ESG

Emma Parry has

09/02/22 Read more

Watch on-demand: what's on the horizon for the wealth industry in 2022 and beyond?

Our panel of experts discuss how the wealth industry is changing, and delve into the latest research.

15/12/21 Read more

Workplace culture is at breaking point: what now?

13/12/21 Read more

Wealth and Asset Management 4.0 study – what have we learned?

11/11/21 Read more

Listen on-demand: diversity & inclusion webinar series

Listen to our two-part webinar series to find out all you need to know about the hottest topic at the regulator - diversity & inclusion.

05/11/21 Read more

Press Release

Global study, supported by TCC and Recordsure, reveals six post-pandemic changes faced by wealth managers

We’re proud to have been part of a new study of global wealth managers, exposing how providers will need to adapt to investors’ evolving expectations and priorities in the wake of the COVID-19 crisis.

04/11/21 Read more

Press Release

Latest wealth industry research reveals shift in investors’ priorities post-COVID

06/10/21 Read more

How will ESG and regulatory shifts transform the wealth industry?

21/09/21 Read more

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Three steps to the Consumer Duty starting line

Prepare for 2023: The importance of robust evidencing for Equity Release firms

Three steps to review your Retirement Income advice

FCA’s Appointed Representative regime and the regulatory focus on Principal firms

Consumer Duty compliance: how should firms approach the Four Outcomes?

Three key steps to ensuring Consumer Duty readiness

New Consumer Duty: firms are required to have an implementation plan in place by October 2022

Two million missed payments and counting: the realities of the cost-of-living crisis

The top ten aims of the Consumer Duty

Are you resource-ready for the consumer debt crisis?

Implementing the Consumer Duty: what are the foreseeable challenges?

How prepared are you for the Consumer Duty?

#IWD2022: ending the workplace silence around fertility treatment

#IWD2022: breaking the bias for working parents

Five-Minute Insights: Embedding Compliance with RegTech

How advisers can balance digital innovation and human relationships

Five-Minute Insights: Exploring the Link Between Culture and ESG

Watch on-demand: what's on the horizon for the wealth industry in 2022 and beyond?

Workplace culture is at breaking point: what now?

Wealth and Asset Management 4.0 study – what have we learned?

Listen on-demand: diversity & inclusion webinar series

Global study, supported by TCC and Recordsure, reveals six post-pandemic changes faced by wealth managers

Latest wealth industry research reveals shift in investors’ priorities post-COVID

How will ESG and regulatory shifts transform the wealth industry?