Investment management Archives

News

Always Finance News: Leveraging predictive AI to drive value from financial compliance

Following the FCA’s renewed emphasis on Consumer Duty, TCC’s CEO, Joe Norburn, has examined how firms

12/12/25 Go to article

News

Always Finance News: Why reviewing the past must be a strategic focus for financial advice firms

Following the FCA’s latest feedback on ongoing advice, TCC’s Strategic Regulatory Director, Jason

10/12/25 Go to article

Financial wellbeing needs a tailored approach: The FCA’s vision for financial services

In her recent address to The Investing and Saving Alliance (TISA) annual conference, the FCA’s Deputy

01/12/25 Read more

Case study: Remediation of ongoing services (s166) for a wealth management firm

A wealth management firm received a Section 166 (s.166) notification, prompting an investigatory review of issues related to ongoing services. The firm required external support to manage the scale and complexity of the upcoming remediation programme.

24/11/25 Read more

News

Money Marketing: Lessons from the FCA’s review into consolidation

Following the FCA's recent review of consolidation activity across the advice and wealth management

11/11/25 Go to article

Turning suitability reviews into a strategic advantage

Last week, TCC and Recordsure launched their 'AI for compliance' webinar series with a focused discussion

08/10/25 Read more

Suitability reviews with AI: turning a compliance burden into a business asset

TCC and Recordsure opened their 'AI for compliance' webinar series with a spotlight on suitability

06/10/25 Read more

Five takeaways for wealth managers from our AI in Compliance event

Our recent ‘AI to supercharge your ongoing advice’ event, held in the Bloomsbury in London, sparked

02/10/25 Read more

News

Money Marketing: FCA eases tone on ongoing advice but maintains a watchful eye

Two years on from the FCA’s introduction of the Consumer Duty, many firms have made meaningful

25/09/25 Go to article

Beyond Day Rates: How specialist interim resourcing gives financial services a competitive edge

The financial services sector is under more pressure than ever. From new

08/09/25 Read more

News

Money Marketing: Consumer Duty turns two with big expectations still to meet

Two years on from the FCA’s introduction of the Consumer Duty, many firms have made meaningful

15/07/25 Go to article

Case study: Rapidly scaling an expert team for ongoing advice reviews

Our initial engagement to support business-as-usual complaints function led to supporting a large-scale ongoing advice servicing complaints operation

04/07/25 Read more

News

Money Marketing: Ongoing advice still on the regulator’s radar

Money Marketing's

12/06/25 Go to article

Press Release

The FCA’s multi-firm review flags gaps in support for vulnerable customers

In recent months, the FCA published the findings of its extensive work

01/05/25 Read more

Press Release

TCC Group acquires Momenta Group to expand compliance and resourcing solutions for regulated industries

TCC Group, headed by The Consulting Consortium Holdings company

28/04/25 Read more

TCC April roundup | FCA ongoing advice review: key findings and remaining risks

TCC's regulatory experts review the FCA's findings, outline remaining risks and advise on next steps

23/04/25 Read more

News

A growth agenda is good for the consolidation market - Money Marketing

The decreased liability associated with defined benefit transfers combined with the government’s

22/04/25 Go to article

Press Release

TCC announces new appointment: Joel Priest joins as Head of Advisory Resourcing

TCC, a leading strategic resourcing partner matching financial

03/04/25 Read more

Part 3: FCA’s ongoing advice services review: long term compliance in wealth management

In the final part of our recent webinar, entitled ‘What Risks Remain for Firms Following the FCA’s

02/04/25 Read more

Part 2: FCA’s ongoing advice services review: next steps for wealth managers

TCC recently held a well-received webinar entitled ‘What risks remain for firms following

01/04/25 Read more

Part 1: FCA’s ongoing advice services review: the scope

TCC recently held a well-received webinar entitled ‘What risks remain for firms following

31/03/25 Read more

What risks remain for firms following the FCA’s ongoing advice review findings?

On Wednesday 19th March, TCC's Chief Commercial Officer and Chief Product Officer, Garry Evans, was joined

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Preparing for the FCA targeted support regime

Always Finance News: Leveraging predictive AI to drive value from financial compliance

Why financial service firms shouldn’t treat redress as a footnote

FCA: Preparing for the motor finance redress scheme is critical

Always Finance News: Why reviewing the past must be a strategic focus for financial advice firms

Attivo enhances advice compliance with a unique AI-led solution from TCC and Recordsure

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Always Finance News: Leveraging predictive AI to drive value from financial compliance

Always Finance News: Why reviewing the past must be a strategic focus for financial advice firms

Financial wellbeing needs a tailored approach: The FCA’s vision for financial services

Case study: Remediation of ongoing services (s166) for a wealth management firm

Money Marketing: Lessons from the FCA’s review into consolidation

Turning suitability reviews into a strategic advantage

Suitability reviews with AI: turning a compliance burden into a business asset

Five takeaways for wealth managers from our AI in Compliance event

Money Marketing: FCA eases tone on ongoing advice but maintains a watchful eye

Beyond Day Rates: How specialist interim resourcing gives financial services a competitive edge

Money Marketing: Consumer Duty turns two with big expectations still to meet

Case study: Rapidly scaling an expert team for ongoing advice reviews

Money Marketing: Ongoing advice still on the regulator’s radar

The FCA’s multi-firm review flags gaps in support for vulnerable customers

TCC Group acquires Momenta Group to expand compliance and resourcing solutions for regulated industries

TCC April roundup | FCA ongoing advice review: key findings and remaining risks

A growth agenda is good for the consolidation market - Money Marketing

TCC announces new appointment: Joel Priest joins as Head of Advisory Resourcing

Part 3: FCA’s ongoing advice services review: long term compliance in wealth management

Part 2: FCA’s ongoing advice services review: next steps for wealth managers

Part 1: FCA’s ongoing advice services review: the scope

What risks remain for firms following the FCA’s ongoing advice review findings?

TCC roundup: FCA's ongoing advice review and data in compliance

Q&A part 5: How can firms keep their ongoing advice services compliant?