AI in financial services: control, evidence and regulation
Financial crime solutions Immediate capability. Clear accountability. Effective control. Financial
20/04/26
Read more
Financial crime solutions
Immediate capability. Clear accountability. Effective control.
Financial crime poses a constant and evolving risk. Without the right leadership and oversight, firms leave themselves exposed to operational, financial and reputational harm.
TCC helps firms stabilise, scale and improve financial crime programmes, combining senior interim leadership, managed remediation, framework strengthening, and tech-enabled workflows.
Our financial crime solutions
Specialist financial crime leadership, on‑demand
Firms turn to TCC when internal teams are stretched, backlogs are growing, or oversight gaps need urgent attention. Our Interim Resourcing team sources pre-vetted, highly skilled interim professionals – from change and transformation leaders to senior compliance executives and subject matter experts – matched precisely to your requirements.
Regulatory engagement
Operational change and transformation
Capability gaps
Remediation and governance
Rapid mobilisation
Our services include managing regulatory engagement, driving operational change and transformation, and addressing critical capability gaps within financial crime functions. We also lead remediation programmes, strengthen governance frameworks, and stabilise control environments following regulatory scrutiny. Where additional capacity is needed, TCC can rapidly mobilise trained analysts and experienced professionals to support effective, compliant delivery.
Managed remediation and business-as-usual support
When control weaknesses are identified – whether through internal review or regulatory engagement – firms need to act quickly. TCC’s Managed Services team delivers structured remediation and business-as-usual support, combining project oversight, specialist expertise and disciplined delivery to resolve issues efficiently. Whether you are addressing:
- Customer due diligence (CDD) and enhanced due diligence (EDD) reviews efficiencies
- Regulator-driven remediation programme delivery
- Anti-money laundering (AML) and know your customer (KYC) backlogs
- Financial crime controls that need strengthening
- Processes that need enhancing and embedding
Recent results include over 200,000 files remediated within regulatory deadlines with 95%+ quality assurance across live programmes. By coordinating delivery, governance, and evidence, TCC ensures remediation is consistent and defensible, reducing risk while maintaining business continuity.
Strengthening regulatory governance and financial crime frameworks
Alongside deploying interim specialists, we help firms enhance their financial crime frameworks so they’re practical, proportionate and resilient. We partner with teams to:
- Identify and close control gaps
- Clarify risk assessments and oversight processes
- Realign governance structures and accountability
Where independent assurance is required, we provide objective validation that gives your board confidence ahead of scrutiny.
Tech-enabled delivery
Scaling financial crime activity safely requires more than people – it requires efficient processes
- Automated screening (sanctions, politically exposed persons (PEPs), and adverse media)
- End-to-end customer due diligence (CDD) / enhanced due diligence (EDD) workflows with full audit trails
- AI-supported Level 1 review aligned to your risk appetite
- Consistent decision-making across teams
This results in faster throughput, lower manual effort and stronger evidencing, all without changing your risk model.
Read our case studies
AML Review & Remediation
Specialist resourcing: Strategic partnership
AML Customer Due Diligence Review
Right people, right outcome, first time
Whether you’re looking to enhance your existing operations or need dedicated expertise to lead a new initiative, TCC can provide the right interim resource to drive success.
We offer three key resource types to ensure complete support and smooth delivery.
