Analysis & perspectives Archives

RegTech to support Wealth Managers and the Consumer Duty outcomes

The role of AI and innovation in Consumer Duty’s future The Consumer Duty

22/03/23 Read more

A closer look at the FCA’s Consumer Duty expectations

Further guidance on the FCA’s Consumer Duty expectations has been coming thick and fast

20/03/23 Read more

How-to guides

How to prepare for the Consumer Duty’s Price and Value outcome

While the industry continues to concentrate on the new Consumer Duty and its implementation in

13/03/23 Download

The importance of embracing equity as a business #InternationalWomensDay #EmbraceEquity

Often the words equality and equity are used interchangeably. But

08/03/23 Read more

How-to guides

Your four-point plan for successful British Steel pensions redress

After much speculation, the FCA is set to get the ball rolling on its British Steel Pension

02/03/23 Download

Intelligent Compliance: achieve your regulatory requirements in a more efficient way

When it comes to supporting your compliance and conduct goals, you need a compliance consultancy

27/02/23 Read more

How-to guides

Three steps to the Consumer Duty starting line

In just over six months’ time, the Consumer Duty will be a regulatory reality for FCA regulated

26/01/23 Download

Prepare for 2023: The importance of robust evidencing for Equity Release firms

There was cause for optimism for providers and intermediaries according to Equity

12/01/23 Read more

Three steps to review your Retirement Income advice

Earlier this month, the FCA released a Portfolio

20/12/22 Read more

FCA’s Appointed Representative regime and the regulatory focus on Principal firms

As the new FCA’s S165 data collection for Principal firms comes into action this Thursday

07/12/22 Read more

What can firms do to support their vulnerable customers during the cost-of-living crisis?

The British public is currently facing a perfect storm of inflation, price increases and fuel

28/11/22 Read more

Webinar recap: Understanding the Consumer Duty’s good customer outcomes

Last week Consumer Duty expert and TCC’s

28/11/22 Read more

Webinar Recap: Why Consumer Duty compliance is critical for financial services firms

On Monday, 31st October 2022, TCC’s Associate Director and Consumer Duty expert Neil Dethick

15/11/22 Read more

A helpful summary of the FCA’s four Consumer Duty outcomes

The hugely significant shift towards the FCA’s new Consumer Duty will culminate in its first

26/10/22 Read more

Five need-to-know Consumer Duty practicalities

It's no longer viable to think you've got it covered. Ensure you're meeting Duty requirements in practice, not just in theory.

12/10/22 Read more

Understanding the issues on Defined Benefits transfers

In the first of our subject matter expert interviews,

15/09/22 Read more

The FCA's Appointed Representatives (AR) regime: more stringent oversight rules to take effect in December 2022

Earlier this week, the FCA published a new

04/08/22 Read more

New Consumer Duty: firms are required to have an implementation plan in place by October 2022

The wait is over, after over a year of debate, speculation and rumours from all corners of the

27/07/22 Read more

The top ten aims of the Consumer Duty

With its focus on encouraging firms to take a bolder approach to customer care, the FCA intends

12/05/22 Read more

#IWD2022: creating a menopause-friendly workplace

For the month of March, we’ve been continuing the International Women’s Day celebrations

31/03/22 Read more

Three ways digital transformation is strengthening compliance

United by the principle of ensuring firms do their part to provide a fair and transparent service

29/03/22 Read more

#IWD2022: breaking the bias for working parents

This week we hear from Hana Shackleton, Marketing Manager here at TCC & Recordsure, about the unique challenges faced by working parents, particularly mothers returning to the workplace following maternity leave...

15/03/22 Read more

Ask Harry Eastwood: why outsourcing redress calculations is the best thing for your business

This week we talk to Harry, TCC's Actuarial & Redress Director, about why outsourcing redress calculations will give you faster and more accurate results.

23/02/22 Read more

Ask Harry Eastwood: the challenges of DB redress calculations

In the second of our Q&A interviews with Harry Eastwood, we explore the common obstacles when calculating redress for pension transfer cases.

10/02/22 Read more

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RegTech to support Wealth Managers and the Consumer Duty outcomes

A closer look at the FCA’s Consumer Duty expectations

How to prepare for the Consumer Duty’s Price and Value outcome

The importance of embracing equity as a business #InternationalWomensDay #EmbraceEquity

Your four-point plan for successful British Steel pensions redress

Intelligent Compliance: achieve your regulatory requirements in a more efficient way

Three steps to the Consumer Duty starting line

Prepare for 2023: The importance of robust evidencing for Equity Release firms

Three steps to review your Retirement Income advice

FCA’s Appointed Representative regime and the regulatory focus on Principal firms

What can firms do to support their vulnerable customers during the cost-of-living crisis?

Webinar recap: Understanding the Consumer Duty’s good customer outcomes

Webinar Recap: Why Consumer Duty compliance is critical for financial services firms

A helpful summary of the FCA’s four Consumer Duty outcomes

Five need-to-know Consumer Duty practicalities

Understanding the issues on Defined Benefits transfers

The FCA's Appointed Representatives (AR) regime: more stringent oversight rules to take effect in December 2022

New Consumer Duty: firms are required to have an implementation plan in place by October 2022

The top ten aims of the Consumer Duty

#IWD2022: creating a menopause-friendly workplace

Three ways digital transformation is strengthening compliance

#IWD2022: breaking the bias for working parents

Ask Harry Eastwood: why outsourcing redress calculations is the best thing for your business

Ask Harry Eastwood: the challenges of DB redress calculations