TCC Group acquires Momenta Group to expand compliance and resourcing solutions for regulated industries
TCC Group acquires Momenta Group to expand compliance and resourcing solutions for regulated industries
FCA champions AI use anchored in regulatory compliance The FCA has further underscored its regulatory commitment to fostering 01/05/25 Read more
TCC April roundup | FCA ongoing advice review: key findings and remaining risks TCC's regulatory experts review the FCA's findings, outline remaining risks and advise on next steps 23/04/25 Read more
Part 3: FCA’s ongoing advice services review: long term compliance in wealth management In the final part of our recent webinar, entitled ‘What Risks Remain for Firms Following the FCA’s 02/04/25 Read more
Part 2: FCA’s ongoing advice services review: next steps for wealth managers TCC recently held a well-received webinar entitled ‘What risks remain for firms following 01/04/25 Read more
Part 1: FCA’s ongoing advice services review: the scope TCC recently held a well-received webinar entitled ‘What risks remain for firms following 31/03/25 Read more
Wealth managers signal the FCA’s ongoing advice review presented better findings than they expected The 27/03/25 Read more
What risks remain for firms following the FCA’s ongoing advice review findings? On Wednesday 19th March, TCC's Chief Commercial Officer and Chief Product Officer, Garry Evans, was joined 25/03/25 Read more
TCC roundup: FCA's ongoing advice review and data in compliance What you need to know about the recent FCA findings, the unnecessary 18/03/25 Read more
Q&A part 5: How can firms keep their ongoing advice services compliant? Following the 13/03/25 Read more
Q&A part 3: How should firms be considering quality and suitability of advice? Following the 12/03/25 Read more
Q&A part 1: What are the key findings from the FCA’s ongoing advice review? Following the 10/03/25 Read more
Q&A: The important insights from the FCA’s ongoing advice review findings Back in February 2024, following concern from the FCA that ongoing advice services may not 06/03/25 Read more
Understanding and implementing the FCA’s ongoing advice review findings After months of speculation, the FCA has released its findings into its ongoing advice service 25/02/25 Read more
Benefit your business by enhancing customer data In December, the FCA highlighted the need for firms to 18/02/25 Read more
A Consumer Duty recap: frequent obstacles to achieving good customer outcomes It’s been 18 months since the 14/02/25 Read more
Seven key topics to ensure the success of your ongoing advisory reviews The landscape of ongoing advice servicing is being scrutinised by the FCA, and soon, the 12/02/25 Read more
Overview so far: the expected regulatory hot topics of 2025 Only one month into 2025, the financial services sector is already abuzz with discussions 28/01/25 Read more
Navigating ongoing advice servicing challenges in wealth management Ongoing advice servicing is currently the biggest challenge for the wealth sector and probably 20/11/24 Read more
FCA fines highlight the need for better customer support Two recent huge fines imposed by the FCA have once again spotlighted the ongoing need for 24/10/24 Read more
How do large firms with an abundance of resources fall foul of FCA regulations? The FCA has revealed that 15/10/24 Read more
Ongoing advice services and retirement income advice are key priorities in the latest FCA update On the 7th October, the FCA wrote a 08/10/24 Read more
Insurers unable to demonstrate robust fair value assessments and adherence to product governance TCC’s team of experts has become aware of some firms being challenged by the FCA on their 19/09/24 Read more