Case study: Regulatory due diligence We created an action plan to bring the target firm up to scratch prior to the acquisition and reduce conduct risk. 07/06/19 Read more
Regulation in 2019: Our outlook SM&CR is one of the biggest changes on the horizon for 2019 and could potentially cause a compliance headache for the advisory sector. We share our outlook on this regime and others for the year ahead. 18/02/19 Read more
