Intelligent compliance for outcomes that matter

SM&CR is one of the biggest changes on the horizon for 2019 and could potentially cause a compliance headache for the advisory sector. We share our outlook on this regime and others for the year ahead.

18/02/19 Read more

Intelligent compliance for outcomes that matter

Q&A part 5: How can firms keep their ongoing advice services compliant?

Q&A part 4: How do the review findings relate to the Consumer Duty?

Q&A part 3: How should firms be considering quality and suitability of advice?

Q&A part 2: What should firms do about disengaged clients?

Q&A part 1: What are the key findings from the FCA’s ongoing advice review?

Q&A: The important insights from the FCA’s ongoing advice review findings

Operations Manager
Up to £450 per day (via umbrella)

File Reviewer
New opportunity: fixed term contract role, competitive salary

Permanent

Change & Transformation Recruitment Consultant
£40,000 - £50,000 per annum dependent on experience

DSAR Case Handler
£175 per day, inside IR35

Insights

Filter by —

Q&A part 5: How can firms keep their ongoing advice services compliant?

Q&A part 4: How do the review findings relate to the Consumer Duty?

Q&A part 3: How should firms be considering quality and suitability of advice?

Q&A part 2: What should firms do about disengaged clients?

Q&A part 1: What are the key findings from the FCA’s ongoing advice review?

Q&A: The important insights from the FCA’s ongoing advice review findings

Why firms need to be challenging themselves on price and value

FCA Business Plan: Consumer care tops regulatory agenda for 2023/24

Watch on-demand: what's on the horizon for the wealth industry in 2022 and beyond?

Why you need supercharged risk management

Emerging from the fog: re-imagining the future of wealth management

Connecting the dots: regulatory priorities for 2020/21

Case study: Regulatory due diligence

Regulation in 2019: Our outlook