Technology & innovation Archives

Firms urged to be proactive in identifying vulnerable characteristics in pension transfer customers

The FCA has reiterated the importance of firms being alert to indicators of potential vulnerability

06/09/23 Read more

A peak of interest-only mortgages is set to mature in less than a decade

Mortgage firms should act now to support ‘challenged’ borrowers who may struggle to repay

17/08/23 Read more

News

FCA publishes Guidance Consultation on Financial Promotions on social media

In the FCA’s Business Plan for 2023/24, it prioritised reducing and preventing consumer harm,

02/08/23 Read more

AI RegTech helps mortgage firms monitor and evidence outcomes

Fixed-rate mortgages continue to dominate the headlines, as

19/07/23 Read more

How-to guides

Your complete guide to the FCA's Business Plan 2023/24

Marking the second phase of its three-year campaign to improve outcomes for financial services

26/05/23 Download

FCA Business Plan: Consumer care tops regulatory agenda for 2023/24

The FCA has today launched its Business

05/04/23 Read more

Why firms need to get serious about Disclosure for Consumer Duty success

First published last year, the FCA’s

30/03/23 Read more

Press Release

TCC and Recordsure jointly awarded ‘RegTech Innovation’ prize at FinTech Breakthrough Awards

We’re delighted to reveal that we’ve been jointly presented the RegTech Innovation award,

23/03/23 Read more

RegTech to support Wealth Managers and the Consumer Duty outcomes

The role of AI and innovation in Consumer Duty’s future The Consumer Duty

22/03/23 Read more

A closer look at the FCA’s Consumer Duty expectations

Further guidance on the FCA’s Consumer Duty expectations has been coming thick and fast

20/03/23 Read more

How-to guides

Your four-point plan for successful British Steel pensions redress

After much speculation, the FCA is set to get the ball rolling on its British Steel Pension

02/03/23 Download

Intelligent Compliance: achieve your regulatory requirements in a more efficient way

When it comes to supporting your compliance and conduct goals, you need a compliance consultancy

27/02/23 Read more

Three ways digital transformation is strengthening compliance

United by the principle of ensuring firms do their part to provide a fair and transparent service

29/03/22 Read more

Five-Minute Insights: Embedding Compliance with RegTech

Sabrina Del Prete

21/02/22 Read more

News

How advisers can balance digital innovation and human relationships

Recent research has shown that digital engagement with customers is rapidly becoming the norm for financial

10/02/22 Go to article

Five-Minute Insights: Exploring the Link Between Culture and ESG

Emma Parry has

09/02/22 Read more

Five-Minute Insights: Transforming Outcomes Through Technology

Ian Ewart has

01/02/22 Read more

Watch on-demand: what's on the horizon for the wealth industry in 2022 and beyond?

Our panel of experts discuss how the wealth industry is changing, and delve into the latest research.

15/12/21 Read more

Press Release

TCC Founder Joanne Smith wins Innovator of the Year at Women in GRC Awards 2021

14/10/21 Read more

Press Release

Have your say: State of Business Assurance 2021

Lend your voice to our latest research project.

29/07/21 Read more

Podcast: How to transform your culture

Make use of culture intelligence to create real change that matters.

28/04/21 Read more

Video: How to assess your culture

Ex-FCA culture specialist Olivia Fahy, leading academic Dr Roger Miles and TCC's culture experts discuss how to accurately assess your culture.

28/04/21 Read more

Press Release

TCC Group named “Best RegTech Company” in 2021 FinTech Breakthrough Awards

Prestigious awards program recognises outstanding financial technology products and companies

16/03/21 Read more

The power of enhancing, not replacing, people with technology

09/02/21 Read more

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Firms urged to be proactive in identifying vulnerable characteristics in pension transfer customers

A peak of interest-only mortgages is set to mature in less than a decade

FCA publishes Guidance Consultation on Financial Promotions on social media

AI RegTech helps mortgage firms monitor and evidence outcomes

Your complete guide to the FCA's Business Plan 2023/24

FCA Business Plan: Consumer care tops regulatory agenda for 2023/24

Why firms need to get serious about Disclosure for Consumer Duty success

TCC and Recordsure jointly awarded ‘RegTech Innovation’ prize at FinTech Breakthrough Awards

RegTech to support Wealth Managers and the Consumer Duty outcomes

A closer look at the FCA’s Consumer Duty expectations

Your four-point plan for successful British Steel pensions redress

Intelligent Compliance: achieve your regulatory requirements in a more efficient way

Three ways digital transformation is strengthening compliance

Five-Minute Insights: Embedding Compliance with RegTech

How advisers can balance digital innovation and human relationships

Five-Minute Insights: Exploring the Link Between Culture and ESG

Five-Minute Insights: Transforming Outcomes Through Technology

Watch on-demand: what's on the horizon for the wealth industry in 2022 and beyond?

TCC Founder Joanne Smith wins Innovator of the Year at Women in GRC Awards 2021

Have your say: State of Business Assurance 2021

Podcast: How to transform your culture

Video: How to assess your culture

TCC Group named “Best RegTech Company” in 2021 FinTech Breakthrough Awards

The power of enhancing, not replacing, people with technology