All our online sessions in one place – all you need to know about the latest changes in the regulatory landscape, top tips and best practice for financial services firms.
Balancing commercial ambition with regulatory discipline online session
Explore how the FCA’s multi-firm review is shaping expectations around governance and integration amid rapid consolidation.
Explore how wealth management firms can adopt the right tools without introducing unnecessary operational or regulatory risk and build strong foundations for sustainable AI use in compliance.
Explore the practical challenges firms face in identifying and supporting vulnerable customers and what organisations can do to strengthen their approach.
What risks remain for firms following the FCA’s ongoing advice review findings?
TCC’s experts share their house view on the FCA’s ongoing advice review findings, the risks that remain for firms and the practical next steps for wealth managers.
This live Q&A session explores the FCA’s findings from its review of ongoing advice delivery, what it means for advice firms and the key areas to focus on now.