Effective complaint handling through the cost-of-living crisis: An assured approach for FCA-regulated firms
Effective complaint handling through the cost-of-living crisis: An assured approach for FCA-regulated firms
Press Release High-performance file reviews, powered by RegTech We've halved review times 12/03/20 Read more
Case Study: Outsourced business assurance accelerated by RegTech Discover how our high-performance business assurance helped a client deal with a fluctuating workload faster and with superior quality! 06/02/20 Read more
News Firms need to adapt to address the advice gap How can advisers adapt to intergenerational differences in the market? TCC's James Marshall discusses... 22/08/19 Go to article
Don't be fooled by Brexit uncertainty It's still business as usual in the regulatory world. Technical Director Don Scott explains how you can avoid being caught out. 26/06/19 Read more
Taking Reasonable Steps with Mini-bonds Mini-bonds are under the regulatory spotlight. David Boyhan delves into what mini-bonds are and what can be learned from recent failures in the market. 19/06/19 Read more
News Investment platforms still have some room for improvement Don Scott, Technical Director at TCC discussed the key takeaways from the FCA's final report on platform providers for FT Adviser. 06/06/19 Go to article
Regulation in 2019: Our outlook SM&CR is one of the biggest changes on the horizon for 2019 and could potentially cause a compliance headache for the advisory sector. We share our outlook on this regime and others for the year ahead. 18/02/19 Read more
A Compliance Christmas Carol Let Scrooge's three ghosts take you on a journey of compliance past, present and future. 17/12/18 Read more
News Doubt cast over firms' data returns Advisers are in the dark over what products fall under the FCA's NMPI rules. It could be described as a “rabbit hole”... 07/09/18 Go to article
News How can platforms keep up with product governance rules? New regulations are causing confusion over which parts of the advice chain are responsible for checking products are appropriate for particular clients. 14/06/18 Go to article
News How the robo-advice revolution could transform advice firms We explore how robo-advice can benefit firms and assesses whether it'll be a threat to advisers in the future. 23/03/18 Go to article
