Don Scott, Technical Director at TCC discussed the key takeaways from the FCA's final report on platform providers for FT Adviser.

Advisers are in the dark over what products fall under the FCA's NMPI rules. It could be described as a “rabbit hole”...

New regulations are causing confusion over which parts of the advice chain are responsible for checking products are appropriate for particular clients.

We explore how robo-advice can benefit firms and assesses whether it'll be a threat to advisers in the future.

Find out the four key areas you should focus on to remain aligned with the regulator's cultural expectations

Advisers may need to cull potential clients from lists if they do not have explicit consent to hold their data.

We discuss the FCA's focus on DB pension transfer pricing with FT Adviser's Ima Jackson-Obot

TCC's David Boyhan provides his views on the topic of portable fact finds following the FCA's published guidance last week on its decision for clients to bring their fact finds from previous advisers.

We examine why firms must be prepared for a number of process changes no matter whether they choose the FCA's option of recording conversations or taking written notes.