How-to guides
Q&A part 5: How can firms keep their ongoing advice services compliant?
The FCA's focus on the DB transfers market is unyielding. And with the regulator continuing to assess
13/03/25
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Trends in DB transfers: how far have we come, really?
From missing information, to lack of evidence - here's what we're seeing in the DB advice market
The FCA’s focus on the DB transfers market is unyielding. And with the regulator continuing to assess the market from the data submitted in regulatory returns, the risk remains that unsuitable advice and poor file quality will catch you out.
We’ve conducted thousands of DB transfer file reviews over the past few years, so we’ve got our finger on the pulse of the market. In our latest paper, discover the common problems with DB advice we’re seeing at the moment.
Discover how we can help you quickly identify any DB issues with a speedy data assessment
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