TCC Group

TCC Group

Intelligent compliance for outcomes that matter

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RegTech to support Wealth Managers and the Consumer Duty outcomes

Insight — 22/03/23
The role of AI and innovation in Consumer Duty’s future The Consumer Duty is the start of a new evidence-based, outcome focussed era of regulation. And with the 31st of July deadline fast approaching, firms face the challenge of monitoring and evidencing their compliance to the four main outcomes.

A closer look at the FCA’s Consumer Duty expectations

Insight — 20/03/23
Further guidance on the FCA’s Consumer Duty expectations has been coming thick and fast in recent weeks and months.   In January, the regulator published findings from its review of larger ‘fixed’ firms Implementation Plans, in a bid to spotlight good practice whilst noting key areas for

Suitability and Equity Release: How well do you know your client?

Insight — 24/11/21
The equity release market has enjoyed a surge in activity in recent years as more and more people look to release cash from their properties. But how can you be sure it's truly the best choice for your customer? In Money Marketing, TCC's Technical Director David Boyhan discusses why it's crucial to

Trends in DB transfers: how far have we come, really?

Insight — 04/05/21
The FCA's focus on the DB transfers market is unyielding. And with the regulator continuing to assess the market from the data submitted in regulatory returns, the risk remains that unsuitable advice and poor file quality will catch you out. We’ve conducted thousands of DB transfer file reviews ov

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