Q&A part 5: How can firms keep their ongoing advice services compliant?
For a number of years, the FCA has stated it strives to be a data-led regulator and with the
For a number of years, the FCA has stated it strives to be a data-led regulator and with the regulatory spotlight currently shining on ongoing advice services and motor finance, the time has never been more apt for firms to consider how they collate and use their data effectively.
In his latest Money Marketing insight, TCC’s Technical Director David Boyhan, considers why the benefits of having valuable data not only helps firms meet FCA requirements but can assist businesses in ensuring regular client reviews happen as and when they should.