Case study: Defined benefit transfers A tailor-made method method to stand the test of time 24/06/24 Read more
Case study: Past business review Quickly scaling up to deliver large scale past business review 24/06/24 Read more
Case study: SMCR post-implementation review SMCR review brings peace of mind in a chaotic time 06/07/20 Read more
Case study: Culture & conduct risk assessment Connecting the dots: tackling conduct risk with a better culture 19/05/20 Read more
Case Study: SMCR assurance Bringing peace of mind to a firm before submitting to the FCA 19/12/19 Read more
Case study: Regulatory due diligence We created an action plan to bring the target firm up to scratch prior to the acquisition and reduce conduct risk. 07/06/19 Read more
Case study: Designing a more effective and efficient compliance function We helped a firm design a more effective and efficient compliance function 09/05/19 Read more
Case study: Specialist resourcing Large scale resourcing gets remediation project moving 14/11/18 Read more
Case study: Global compliance operating model A new global compliance operating model for a sustainable future 14/02/18 Read more
Case study: Improving compliance monitoring with conduct risk reviews Our client saw increased customer satisfaction as a result of an improved customer journey. 02/12/17 Read more
Case study: Meeting MiFID II rules with help from expert team We found a flexible approach that utilised our client’s existing resource, keeping costs under control. 29/03/17 Read more
