Case studies Archives

Case study: Flexible overflow business assurance relieves internal pressure

Outsourcing also results in a regular independent view on the business written.

07/08/24 Read more

Case study: Compliance review and remediation

We were engaged to conduct a detailed compliance review and produce a remediation action plan within tight timescales

07/08/24 Read more

Case study: Calculator build and assurance

Redress project streamlined with bespoke calculators

07/08/24 Read more

Case study: Comprehensive UCIS review without the cost burden

Our bespoke solution minimised costs without sacrificing quality, time or volume.

07/08/24 Read more

Case study: Responsive resourcing

Responsive resourcing keeps compliance audit on track

29/07/24 Read more

Case study: Specialist resourcing

Large scale resourcing gets remediation project moving

29/07/24 Read more

Case study: RegTech remediation project

Harnessing the power of RegTech, we saved our client £1.2m in project costs.

24/07/24 Read more

Case study: RegTech enabled Past Business Review

RegTech enabled PBR saves £3m

24/07/24 Read more

Case study: Outsourced business assurance accelerated by RegTech

Discover how our high-performance business assurance helped a client deal with a fluctuating workload faster and with superior quality.

24/07/24 Read more

Case study: Project rescued by RegTech

Find out how we rescued and turned around a struggling arrears remediation project and cut the review times by a quarter.

24/07/24 Read more

Case study: AML Customer Due Diligence Review

Risk diminished with strengthened customer due diligence

18/07/24 Read more

Case study: AML Review & Remediation

AML defences reinforced with review

18/07/24 Read more

Case study: Redress calculations

Redress expertise slashes review costs by 20%

18/07/24 Read more

Case study: Defined benefit transfers

A tailor-made method method to stand the test of time

24/06/24 Read more

Case study: Past business review

Quickly scaling up to deliver large scale past business review

24/06/24 Read more

Case study: SMCR post-implementation review

SMCR review brings peace of mind in a chaotic time

06/07/20 Read more

Case study: Culture & conduct risk assessment

Connecting the dots: tackling conduct risk with a better culture

19/05/20 Read more

Case Study: SMCR assurance

Bringing peace of mind to a firm before submitting to the FCA

19/12/19 Read more

Case study: Regulatory due diligence

We created an action plan to bring the target firm up to scratch prior to the acquisition and reduce conduct risk.

07/06/19 Read more

Case study: Designing a more effective and efficient compliance function

We helped a firm design a more effective and efficient compliance function

09/05/19 Read more

Case study: Specialist resourcing

Large scale resourcing gets remediation project moving

14/11/18 Read more

Case study: Getting GDPR ready

GDPR expertise leads to regulatory change success

01/04/18 Read more

Case study: Global compliance operating model

A new global compliance operating model for a sustainable future

14/02/18 Read more

Case study: Improving compliance monitoring with conduct risk reviews

Our client saw increased customer satisfaction as a result of an improved customer journey.

02/12/17 Read more

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Case study: Flexible overflow business assurance relieves internal pressure

Case study: Compliance review and remediation

Case study: Calculator build and assurance

Case study: Comprehensive UCIS review without the cost burden

Case study: Responsive resourcing

Case study: Specialist resourcing

Case study: RegTech remediation project

Case study: RegTech enabled Past Business Review

Case study: Outsourced business assurance accelerated by RegTech

Case study: Project rescued by RegTech

Case study: AML Customer Due Diligence Review

Case study: AML Review & Remediation

Case study: Redress calculations

Case study: Defined benefit transfers

Case study: Past business review

Case study: SMCR post-implementation review

Case study: Culture & conduct risk assessment

Case Study: SMCR assurance

Case study: Regulatory due diligence

Case study: Designing a more effective and efficient compliance function

Case study: Specialist resourcing

Case study: Getting GDPR ready

Case study: Global compliance operating model

Case study: Improving compliance monitoring with conduct risk reviews