Trusted compliance partner

12/04/18

Investment platforms under fire over Mifid II data requirements

Some investment platforms are failing to help asset managers and advisers meet their Mifid II obligations...

Essential industry insights and analysis of latest critical regulatory priorities

The financial services sector has been abuzz with a variety of pressing issues - from ongoing advice services, motor finance and Consumer Duty expectations, to the crucial role of technology for outcome evidencing.

News

Trusted compliance partner

Motor Finance Compensation Scheme consultation extended but preparation remains critical

Money Marketing: Lessons from the FCA’s review into consolidation

Evidencing compliance in a data-led regulatory world

Why ‘simple’ redress schemes require strategic planning

“Show me, don’t tell me”: How AI Is transforming compliance

Turning motor finance compliance into an opportunity

Customer Service Representative

Administrator

Permanent

Head of Compliance Monitoring
£100,000 plus bonus

Contract

Pensions Business Analyst
£500-£550 per day via umbrella - Inside IR35

Investment platforms under fire over Mifid II data requirements

Filter by —

Essential industry insights and analysis of latest critical regulatory priorities

Money Marketing: Lessons from the FCA’s review into consolidation

Turning suitability reviews into a strategic advantage

Suitability reviews with AI: turning a compliance burden into a business asset

Five takeaways for wealth managers from our AI in Compliance event