Investment management Archives

Press Release

The FCA’s multi-firm review flags gaps in support for vulnerable customers

In recent months, the FCA published the findings of its extensive work

01/05/25 Read more

Press Release

TCC Group acquires Momenta Group to expand compliance and resourcing solutions for regulated industries

TCC Group, headed by The Consulting Consortium Holdings company

28/04/25 Read more

TCC April roundup | FCA ongoing advice review: key findings and remaining risks

TCC's regulatory experts review the FCA's findings, outline remaining risks and advise on next steps

23/04/25 Read more

News

A growth agenda is good for the consolidation market - Money Marketing

The decreased liability associated with defined benefit transfers combined with the government’s

22/04/25 Go to article

Press Release

TCC announces new appointment: Joel Priest joins as Head of Advisory Resourcing

TCC, a leading strategic resourcing partner matching financial

03/04/25 Read more

Part 3: FCA’s ongoing advice services review: long term compliance in wealth management

In the final part of our recent webinar, entitled ‘What Risks Remain for Firms Following the FCA’s

02/04/25 Read more

Part 2: FCA’s ongoing advice services review: next steps for wealth managers

TCC recently held a well-received webinar entitled ‘What risks remain for firms following

01/04/25 Read more

Part 1: FCA’s ongoing advice services review: the scope

TCC recently held a well-received webinar entitled ‘What risks remain for firms following

31/03/25 Read more

What risks remain for firms following the FCA’s ongoing advice review findings?

On Wednesday 19th March, TCC's Chief Commercial Officer and Chief Product Officer, Garry Evans, was joined

25/03/25 Read more

TCC roundup: FCA's ongoing advice review and data in compliance

What you need to know about the recent FCA findings, the unnecessary

18/03/25 Read more

Q&A part 5: How can firms keep their ongoing advice services compliant?

Following the

13/03/25 Read more

Q&A part 4: How do the review findings relate to the Consumer Duty?

Following the

13/03/25 Read more

Q&A part 3: How should firms be considering quality and suitability of advice?

Following the

12/03/25 Read more

Q&A part 2: What should firms do about disengaged clients?

Following the

11/03/25 Read more

Q&A part 1: What are the key findings from the FCA’s ongoing advice review?

Following the

10/03/25 Read more

Q&A: The important insights from the FCA’s ongoing advice review findings

Back in February 2024, following concern from the FCA that ongoing advice services may not

06/03/25 Read more

News

The benefits of enhancing data capture go beyond compliance - Money Marketing

For a number of years, the FCA has stated it strives to be a data-led regulator and with the

06/02/25 Go to article

Navigating ongoing advice servicing challenges in wealth management

Ongoing advice servicing is currently the biggest challenge for the wealth sector and probably

20/11/24 Read more

Ongoing advice services and retirement income advice are key priorities in the latest FCA update

On the 7th October, the FCA wrote a

08/10/24 Read more

Insurers unable to demonstrate robust fair value assessments and adherence to product governance

TCC’s team of experts has become aware of some firms being challenged by the FCA on their

19/09/24 Read more

Five key questions to consider when changing your advice model

Recently there has been an uptick in investment advice firms looking to make some material

Intelligent compliance for outcomes that matter

Part 4: Aligning strategy and practice to support vulnerable customers

Part 3: Creating safe environments and evidencing support for vulnerable customers

Part 2: How to embed and evidence your vulnerability strategy

Part 1: Understanding poorer outcomes for vulnerable customers

Financial services firms express low confidence in current vulnerability support processes

FCA champions AI use anchored in regulatory compliance

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The FCA’s multi-firm review flags gaps in support for vulnerable customers

TCC Group acquires Momenta Group to expand compliance and resourcing solutions for regulated industries

TCC April roundup | FCA ongoing advice review: key findings and remaining risks

A growth agenda is good for the consolidation market - Money Marketing

TCC announces new appointment: Joel Priest joins as Head of Advisory Resourcing

Part 3: FCA’s ongoing advice services review: long term compliance in wealth management

Part 2: FCA’s ongoing advice services review: next steps for wealth managers

Part 1: FCA’s ongoing advice services review: the scope

What risks remain for firms following the FCA’s ongoing advice review findings?

TCC roundup: FCA's ongoing advice review and data in compliance

Q&A part 5: How can firms keep their ongoing advice services compliant?

Q&A part 4: How do the review findings relate to the Consumer Duty?

Q&A part 3: How should firms be considering quality and suitability of advice?

Q&A part 2: What should firms do about disengaged clients?

Q&A part 1: What are the key findings from the FCA’s ongoing advice review?

Q&A: The important insights from the FCA’s ongoing advice review findings

The benefits of enhancing data capture go beyond compliance - Money Marketing

Navigating ongoing advice servicing challenges in wealth management

Ongoing advice services and retirement income advice are key priorities in the latest FCA update

Insurers unable to demonstrate robust fair value assessments and adherence to product governance

Five key questions to consider when changing your advice model

Case study: Calculator build and assurance

Case study: Responsive resourcing

Case study: Specialist resourcing