Investment management Archives

Turning suitability reviews into a strategic advantage

Last week, TCC and Recordsure launched their 'AI for compliance' webinar series with a focused discussion

08/10/25 Read more

Suitability reviews with AI: turning a compliance burden into a business asset

TCC and Recordsure opened their 'AI for compliance' webinar series with a spotlight on suitability

06/10/25 Read more

Five takeaways for wealth managers from our AI in Compliance event

Our recent ‘AI to supercharge your ongoing advice’ event, held in the Bloomsbury in London, sparked

02/10/25 Read more

News

Money Marketing: FCA eases tone on ongoing advice but maintains a watchful eye

Two years on from the FCA’s introduction of the Consumer Duty, many firms have made meaningful

25/09/25 Go to article

How-to guides

Beyond Day Rates: How specialist interim resourcing gives financial services a competitive edge

The financial services sector is under more pressure than ever. From new

08/09/25 Download

News

Money Marketing: Consumer Duty turns two with big expectations still to meet

Two years on from the FCA’s introduction of the Consumer Duty, many firms have made meaningful

15/07/25 Go to article

Case study: Rapidly scaling an expert team for ongoing advice reviews

Our initial engagement to support business-as-usual complaints function led to supporting a large-scale ongoing advice servicing complaints operation

04/07/25 Read more

News

Money Marketing: Ongoing advice still on the regulator’s radar

Money Marketing's

12/06/25 Go to article

Press Release

The FCA’s multi-firm review flags gaps in support for vulnerable customers

In recent months, the FCA published the findings of its extensive work

01/05/25 Read more

Press Release

TCC Group acquires Momenta Group to expand compliance and resourcing solutions for regulated industries

TCC Group, headed by The Consulting Consortium Holdings company

28/04/25 Read more

TCC April roundup | FCA ongoing advice review: key findings and remaining risks

TCC's regulatory experts review the FCA's findings, outline remaining risks and advise on next steps

23/04/25 Read more

News

A growth agenda is good for the consolidation market - Money Marketing

The decreased liability associated with defined benefit transfers combined with the government’s

22/04/25 Go to article

Press Release

TCC announces new appointment: Joel Priest joins as Head of Advisory Resourcing

TCC, a leading strategic resourcing partner matching financial

03/04/25 Read more

Part 3: FCA’s ongoing advice services review: long term compliance in wealth management

In the final part of our recent webinar, entitled ‘What Risks Remain for Firms Following the FCA’s

02/04/25 Read more

Part 2: FCA’s ongoing advice services review: next steps for wealth managers

TCC recently held a well-received webinar entitled ‘What risks remain for firms following

01/04/25 Read more

Part 1: FCA’s ongoing advice services review: the scope

TCC recently held a well-received webinar entitled ‘What risks remain for firms following

31/03/25 Read more

What risks remain for firms following the FCA’s ongoing advice review findings?

On Wednesday 19th March, TCC's Chief Commercial Officer and Chief Product Officer, Garry Evans, was joined

25/03/25 Read more

TCC roundup: FCA's ongoing advice review and data in compliance

What you need to know about the recent FCA findings, the unnecessary

18/03/25 Read more

Q&A part 5: How can firms keep their ongoing advice services compliant?

Following the

13/03/25 Read more

Q&A part 4: How do the review findings relate to the Consumer Duty?

Following the

13/03/25 Read more

Q&A part 3: How should firms be considering quality and suitability of advice?

Following the

12/03/25 Read more

Q&A part 2: What should firms do about disengaged clients?

Following the

11/03/25 Read more

Q&A part 1: What are the key findings from the FCA’s ongoing advice review?

Following the

10/03/25 Read more

Q&A: The important insights from the FCA’s ongoing advice review findings

Back in February 2024, following concern from the FCA that ongoing advice services may not

06/03/25 Read more

Trusted compliance partner

What the FCA’s new motor finance redress scheme means for you

Attivo deploys Recordsure’s AI technology to evidence its ongoing advice compliance and cut file review costs

Turning suitability reviews into a strategic advantage

The FCA indicates 14m unfair motor loans due compensation under FCA-proposed scheme

Suitability reviews with AI: turning a compliance burden into a business asset

Five takeaways for wealth managers from our AI in Compliance event

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Turning suitability reviews into a strategic advantage

Suitability reviews with AI: turning a compliance burden into a business asset

Five takeaways for wealth managers from our AI in Compliance event

Money Marketing: FCA eases tone on ongoing advice but maintains a watchful eye

Beyond Day Rates: How specialist interim resourcing gives financial services a competitive edge

Money Marketing: Consumer Duty turns two with big expectations still to meet

Case study: Rapidly scaling an expert team for ongoing advice reviews

Money Marketing: Ongoing advice still on the regulator’s radar

The FCA’s multi-firm review flags gaps in support for vulnerable customers

TCC Group acquires Momenta Group to expand compliance and resourcing solutions for regulated industries

TCC April roundup | FCA ongoing advice review: key findings and remaining risks

A growth agenda is good for the consolidation market - Money Marketing

TCC announces new appointment: Joel Priest joins as Head of Advisory Resourcing

Part 3: FCA’s ongoing advice services review: long term compliance in wealth management

Part 2: FCA’s ongoing advice services review: next steps for wealth managers

Part 1: FCA’s ongoing advice services review: the scope

What risks remain for firms following the FCA’s ongoing advice review findings?

TCC roundup: FCA's ongoing advice review and data in compliance

Q&A part 5: How can firms keep their ongoing advice services compliant?

Q&A part 4: How do the review findings relate to the Consumer Duty?

Q&A part 3: How should firms be considering quality and suitability of advice?

Q&A part 2: What should firms do about disengaged clients?

Q&A part 1: What are the key findings from the FCA’s ongoing advice review?

Q&A: The important insights from the FCA’s ongoing advice review findings