Money Marketing’s Lois Vallely reflects Jason Wintie’s speech on the regulator’s position on ongoing advice, delivered at intelliflo’s innovate conference, 10 June. Jason Wintie is Technical Director at TCC.

The FCA remains focused on “ongoing advice,” preparing follow‑up reviews of 22 firms that already submitted data. Expect heightened scrutiny and potential enforcement to ensure continuous compliance, not just one‑off advice checks. Jason commented that the likelihood is that the regulator will also “cast the net wider” and ask more firms to provide information.

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