How to establish a robust evidential trail and deliver fair value for assets under advice customers
Despite only weeks to go until the final Consumer Duty rules are announced,
Despite only weeks to go until the final Consumer Duty rules are announced, a recent survey by Royal London has found that almost one in five advisers are still unfamiliar with the new legislation – suggesting many firms remain unaware of the significant step-up in regulatory obligations awaiting them.
In Money Marketing, Associate Director Juana Diaz-Landinez discusses four of the most prevalent misconceptions about the new rules – and reveals how firms can make sure they’re truly prepared for implementation.
Read the article here.