520 Results found.

Why it’s time to rethink your approach to ongoing advice services

Insight — 12/06/25
At intelliflo’s Innovate 2025 event this week, a spotlight was cast on one of the most urgent issues facing financial services firms: the growing regulatory pressure to deliver – and prove they’ve delivered – ongoing advice services to their clients.   Presented by TCC’s Strategic Reg

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Strategic resourcing Your smart choice for financial services resourcing Empowering firms with highly-skilled interim financial services specialists, pre-vetted and handpicked by TCC resourcing experts. We empower firms to get their operational delivery right first time with highly-skilled interim F

Money Marketing: Ongoing advice still on the regulator’s radar

Insight — 12/06/25
Money Marketing's Lois Vallely reflects Jason Wintie's speech on the regulator's position on ongoing advice, delivered at intelliflo’s innovate conference, 10 June. Jason Wintie is Technical Director at TCC. The FCA remains focused on “ongoing advice,” preparing follow‑up reviews of 22 firms

Trade Support Senior Administrator

Job
Location: Hybrid – London TCC are looking for a Trade Support Administrator for a Blue Chip Wealth Manager. Trade Support provides oversight of dealing activity including equities, fixed income, international securities and FX, funds and structured products. The team manages error-deals, correctio

Motor finance: is your firm ready for what’s ahead?

Insight — 05/06/25
In the FCA's recently published release, Key considerations in implementing a possible motor finance consumer redress scheme, shared on 5 June 2025, the regulator highlighted crucial factors that firms need to consider as they prepare for a possible consumer redress scheme in motor finance. This com

Head of Compliance Monitoring

Job
Location: Hybrid – 2/3 days in London or Reading As the Head of Compliance Monitoring, you will: Design an annual monitoring plan to ensure all areas covered in frequency as to both regulatory expectations and client requirements Design (or ensure designed) detailed monitoring programmes across al

Part 4: Aligning strategy and practice to support vulnerable customers

Insight — 30/05/25
In the final part of our vulnerable customers webinar series, Garry Evans, TCC’s Chief Product and Commercial Officer outlines TCC’s house view which aligns with the FCA’s five key areas of focus. Watch as Garry summarises the importance of aligning culture and strategy, designing adaptable se

Part 2: How to embed and evidence your vulnerability strategy

Insight — 28/05/25
In part two of our recent webinar, TCC’s Chief Product and Commercial Officer, Garry Evans invites Director of Advisory Practice, Gary Maude, to delve deeper into the practical areas where firms must focus their efforts to support customers with vulnerable characteristics. Gary offers a comprehens

Part 1: Understanding poorer outcomes for vulnerable customers

Insight — 27/05/25
In a recent TCC webinar, our in-house experts - Garry Evans, Chief Product and Commercial Officer, Gary Maude, Director of Advisory Practice, and Juana Diaz-Landinez, Senior Regulatory Consultant - shared practical insights on what the FCA’s expectations around vulnerability mean for firms in real

File Reviewer

Job
Start Date: ASAP Location: Remote – working from home. Essential Requirements  Level 4 Diploma qualification Recent suitability of advice file review experience Knowledge of financial services products especially investments and pensions Please submit your CV to cv@tcc.group if you are interest

Pensions Business Analyst

Job
Start Date: June 2025 Duration: until June 2026 Location: Remote – occasional visit to client site may be required for training/meetings. Key Responsibilities:  Analysis and collation of supporting data and evidence required. Document steps taken to identify, analyse and confirm affected member p

FCA champions AI use anchored in regulatory compliance

Insight — 01/05/25
The FCA has further underscored its regulatory commitment to fostering the safe and effective implementation of artificial intelligence (AI) within financial services. Speaking at the Innovate Finance Global Summit (IFGS) earlier this week, Jessica Rusu, the FCA’s chief data, information and intel

The FCA’s multi-firm review flags gaps in support for vulnerable customers

Insight — 01/05/25
In recent months, the FCA published the findings of its extensive work on how financial service firms support customers in vulnerable circumstances – and whether the existing guidance remains appropriate.    FCA: Treating vulnerable customers fairly, 7th March 2025 Whilst the regulator states t

Is your firm truly ready for ongoing advice compliance?

Insight — 25/04/25
The FCA recently reported that 83% of ongoing advice suitability reviews were conducted as required. On the surface, this sounds like great news - but before breathing a premature sigh of relief, it's important to consider the broader picture.   To do just that, TCC reached out to wealth manage

A growth agenda is good for the consolidation market – Money Marketing

Insight — 22/04/25
The decreased liability associated with defined benefit transfers combined with the government’s growth agenda and market dynamics, is creating a favourable environment for investment and acquisitions.   In his latest Money Marketing insight, TCC's Technical Director David Boyhan, shares an

Part 2: FCA’s ongoing advice services review: next steps for wealth managers

Insight — 01/04/25
TCC recently held a well-received webinar entitled ‘What risks remain for firms following the FCA’s ongoing advice review findings?’ to share our house view on the regulator’s latest communication for wealth managers. In part two of our recent webinar, entitled ‘What Risks Remain for Firms

Part 1: FCA’s ongoing advice services review: the scope

Insight — 31/03/25
TCC recently held a well-received webinar entitled ‘What risks remain for firms following the FCA’s ongoing advice review findings?’ to share our house view on the regulator’s latest communication for wealth managers. TCC’s Chief Product and Chief Commercial Officer, Garry Evans, was joine