322 Results found.

Jan Mosalski

Meet the team
Jan was introduced to the world of financial services as an IFA 20 years ago and moved into compliance five years later. He's been overseeing TCC’s filer review teams for the nearly ten years, covering everything from ongoing engagements to large scale PBR’s. As TCC continues to grow it's tech-e

Trends in DB transfers: how far have we come, really?

Insight — 04/05/21
The FCA's focus on the DB transfers market is unyielding. And with the regulator continuing to assess the market from the data submitted in regulatory returns, the risk remains that unsuitable advice and poor file quality will catch you out. We’ve conducted thousands of DB transfer file reviews ov

Robert Connor

Meet the team
Robert joined TCC having spent nearly five years at a leading brokerage working on an FX sales desk.  His role at TCC sees him assisting financial services organisations to align their compliance functions with the ever-evolving requirements of the regulator. With a specific focus on culture and it

Paraplanner

Job
Duration: 12-24 months contract TCC is a leading technology focussed Regulatory, Compliance, Risk and Advisory Consultancy. Our client, a market leading wealth manager, requires a team of paraplanners to provide technical support to a team of senior Financial Planners. The advice will include a mix