419 Results found.

Your complete guide to the FCA’s Business Plan 2023/24

Insight — 26/05/23
Marking the second phase of its three-year campaign to improve outcomes for financial services consumers, the FCA’s Business Plan 2023/24 outlines its key ambitions for the year ahead. And with British consumers currently grappling with cost-of-living challenges from seemingly all directions, it

Consumer Duty: Four key lessons from the FCA’s Fair Value Frameworks review

Insight — 24/05/23
Earlier this month, the FCA published the findings from its latest thematic review exploring how firms are approaching their Fair Value assessments in the run-up to the new Consumer Duty launch on 31st July. The research aimed to understand how businesses across different areas of financial services

TCC joins SME Climate Hub initiative to halve emissions by 2030

Insight — 03/05/23
TCC has joined the SME Climate Hub community as part of our ongoing efforts to help tackle climate change and embrace more sustainable business practices. As a participant of this important worldwide initiative, we’ve committed to taking meaningful action towards lowering our impact on the environ

FCA Business Plan: Consumer care tops regulatory agenda for 2023/24

Insight — 05/04/23
The FCA has today launched its Business Plan 2023/24, outlining its regulatory priorities, concerns and objectives for the coming 12 months. The wide-ranging plan seeks to further the regulator’s ongoing mission to improve customer outcomes and promote greater accountability within financial servi

Why firms need to get serious about Disclosure for Consumer Duty success

Insight — 30/03/23
First published last year, the FCA’s strategy for 2025 highlighted three main areas for improvement over the next few years: promoting competition and positive change, setting and testing higher standards, and reducing and preventing serious harm. And given the economic challenges we’ve seen eme

How firms should approach British Steel pensions redress

Insight — 23/03/23
The British Steel Pensions Scheme (BSPS) redress scheme began in earnest at the end of last month - meaning firms now have until the end of February 2024 to review their advice, conduct redress calculations and provide payments to affected customers. But with such a fast pace of work, how can firms

RegTech to support Wealth Managers and the Consumer Duty outcomes

Insight — 22/03/23
The role of AI and innovation in Consumer Duty’s future The Consumer Duty is the start of a new evidence-based, outcome focussed era of regulation. And with the 31st of July deadline fast approaching, firms face the challenge of monitoring and evidencing their compliance to the four main outcomes.

A closer look at the FCA’s Consumer Duty expectations

Insight — 20/03/23
Further guidance on the FCA’s Consumer Duty expectations has been coming thick and fast in recent weeks and months.   In January, the regulator published findings from its review of larger ‘fixed’ firms Implementation Plans, in a bid to spotlight good practice whilst noting key areas for

How to prepare for the Consumer Duty’s Price and Value outcome

Insight — 13/03/23
While the industry continues to concentrate on the new Consumer Duty and its implementation in July 2023, we’ve been taking a closer look at how the FCA’s expectations depend on delivering better value and fairer outcomes for financial services customers. Here we spotlight the FCA’s Consumer

Your four-point plan for successful British Steel pensions redress

Insight — 02/03/23
After much speculation, the FCA is set to get the ball rolling on its British Steel Pension Scheme (BSPS) redress programme at the end of February – giving advisers until 28th March to contact all customers involved in the scheme.   Research suggests that around 47% of advice given under the

Retirement income in the regulator’s spotlight

Insight — 01/03/23
The FCA views retirement income as regulatory priority. Unsuitable recommendations can cause ‘significant and irreversible harm’ to the financial wellbeing of retired individuals. In Money Marketing, TCC’s Technical Director David Boyhan explores what advisors can do to ensure clients are bein

Business Development Manager (Specialist Resourcing)

Job Title: Business Development Manager – Specialist Resourcing Reports to: Client Account Director / SPR Business Lead Location: Remote with travel to client sites as required Responsible for (people or teams): N/A Job Summary: TCC is an established financial services advisory consultancy, manage

Senior Resource Consultant

Job Title: Senior Resource Consultant – Specialist Resourcing Reports to: Head of Resourcing Responsible for (people or teams): Associates (Contractors)   Team Description The Specialist Resourcing Team works alongside our Managed Services and Advisory divisions, helping to provide the best p

Three steps to the Consumer Duty starting line

Insight — 26/01/23
In just over six months’ time, the Consumer Duty will be a regulatory reality for FCA regulated organisations, and so the clock is ticking for businesses to ensure their new and existing products and processes are compliant by 31st of July 2023. This momentous shift to a more assertive form of sup

Mark Franklin

Meet the team
As Client Account Director for TCC, Mark takes a lead role in developing the client base for our AI-powered document review technology and business assurance solutions. Mark brings more than a decade of experience across the breadth of financial services, his primary specialisms are enterprise and s

Prepare for 2023: The importance of robust evidencing for Equity Release firms

Insight — 12/01/23
There was cause for optimism for providers and intermediaries according to Equity Release Council statistics in the third quarter of 2022. An increase of over 8% in equity release plans compared to the previous quarter – over 13,000 in total – is a promising uplift in post-pandemic business leve

Three steps to review your Retirement Income advice

Insight — 20/12/22
Earlier this month, the FCA released a Portfolio Strategy letter emphasising their continued focus on the suitability of advice for Financial Advisers and Intermediaries.   The latest Portfolio Strategy communication confirmed the FCA’s drive regarding advice to British Steel Pension Scheme m

Executive Support

TCC and Recordsure Group have an exciting opportunity for an Executive Support to join the admin support function, working alongside the HR team. We are seeking a conscientious and proactive individual with strong interpersonal and organisational skills to provide professional and efficient administ