Assessing vulnerability: How can firms help mitigate risks of DIY SIPPs?
Published in May 2023, the FCA's Consumer Duty price and value assessment review examined the frameworks
Published in May 2023, the FCA’s Consumer Duty price and value assessment review examined the frameworks of 14 (predominantly large) financial businesses – highlighting areas that successfully aligned with the regulator’s vision for the future, alongside some key areas where firms were falling short.
In Money Marketing, TCC’s Regulatory Consultant Juana Diaz-Landinez reads between the lines of the FCA’s feedback to uncover some overarching lessons firms should take on board to build a truly futureproof Consumer Duty strategy.
Read the article here.