154 Results found.
Recently featured in Forum Events and Media Group TCC Group (TCC, Momenta and Recordsure), reflects on the FCA's approach in 2026 a shift from prescriptive regulation to outcomes-based supervision, with a stronger emphasis on evidence rather than intent. While the regulator is adopting a more pro
Recently featured in Always Finance News TCC Group (TCC, Momenta and Recordsure), 2026 will see the Financial Conduct Authority place greater emphasis on evidence over intent, shifting to more targeted, data-led supervision while maintaining a pro-growth stance. Firms that can clearly demonstrate
TCC recently featured in Contact Centre Briefing, where TCC Group (TCC, Momenta and Recordsure) CEO Joe Norburn discussed the implications of the FCA Market Study into pure protection. Launched in 2024, the review signals increasing regulatory focus on fair value, transparency of commission struc
Recently featured in European Business Magazine, TCC Group (TCC, Momenta and Recordsure) highlighted that consolidation in the UK wealth management and advice sector has become a structural reality, driven by succession pressures, regulatory demands and the need for greater scale. The FCA’s lat
TCC Group (TCC, Momenta and Recordsure) featured in Insurance Edge: Pure Protection in Focus – FCA Market Study Raises Regulatory Expectations for 2026 The FCA’s Pure Protection Market Study signals tougher expectations on fair value, commission transparency and customer outcomes. While imp
Accountancy firms should prepare for tougher anti money laundering and counter terrorism financing (AML/CTF) supervision as the FCA is set to take supervision from 23 professional body supervisors, bringing stricter enforcement, greater scrutiny and heavier compliance demands. The regulator’s data
As the FCA raises the bar on how compliance must be demonstrated, Joe Norburn, CEO of TCC Group (TCC, Momenta and Recordsure), shares what firms need to do now to be ready for 2026 and why moving beyond good intentions to always-on, data-led evidencing. This insight was featured by IT Supply Cha
As the FCA raises the bar on how compliance must be demonstrated, Joe Norburn, CEO of TCC Group (TCC, Momenta and Recordsure), shares what firms need to do now to be ready for 2026 and why moving beyond good intentions to always-on, data-led evidencing. This insight was featured by IT Supply Cha
Recently featured in IFA Magazine, TCC Group explores how advice firms will need to adapt their compliance approach in 2026 as the FCA shifts from interpreting Consumer Duty to demanding clear, demonstrable proof. Joe Norburn, CEO of TCC Group (TCC, Recordsure, Momenta), highlights that despite ongo
As the FCA sharpens its expectations around evidencing compliance, Joe Norburn, CEO of TCC Group (TCC, Momenta and Recordsure), outlines how firms must prepare for 2026 by shifting from intent-led compliance to continuous, data-driven evidence readiness — as featured by Forum Events & Media Gr
Following the FCA’s evolving focus on evidencing compliance, Joe Norburn, CEO of TCC Group (TCC, Momenta and Recordsure), has outlined how firms can prepare for 2026 by adopting data-led approaches that combine predictive AI with human oversight — as featured in IT Reseller. If 2024 and 2025 wer
Following the FCA’s renewed emphasis on Consumer Duty, TCC’s CEO, Joe Norburn, has examined how firms can meet rising expectations by combining predictive AI with GenAI to close compliance gaps and deliver evidential customer outcomes — as featured in Always Finance News. By deploying AI that
Following the FCA’s latest feedback on ongoing advice, TCC’s Strategic Regulatory Director, Jason Wintie, has explored what this renewed focus on historic delivery means for advice firms as featured in Always Finance News. The regulator's softer tone should not be mistaken for lesser expectation
Following the FCA's recent review of consolidation activity across the advice and wealth management sector, TCC's Strategic Regulatory Director, Jason Wintie has considered what this means for firms in Money Marketing today. Read why the regulator’s findings highlight several structural risks
Two years on from the FCA’s introduction of the Consumer Duty, many firms have made meaningful strides - but key expectations remain unmet. In a recent article, TCC's Senior Regulatory Consultant Juana Diaz-Landinez highlights persistent challenges around vulnerability, customer support and
Two years on from the FCA’s introduction of the Consumer Duty, many firms have made meaningful strides - but key expectations remain unmet. In a recent article, TCC's Senior Regulatory Consultant Juana Diaz-Landinez highlights persistent challenges around vulnerability, customer support and
Money Marketing's Lois Vallely reflects Jason Wintie's speech on the regulator's position on ongoing advice, delivered at intelliflo’s innovate conference, 10 June. Jason Wintie is Technical Director at TCC. The FCA remains focused on “ongoing advice,” preparing follow‑up reviews of 22 firms
The decreased liability associated with defined benefit transfers combined with the government’s growth agenda and market dynamics, is creating a favourable environment for investment and acquisitions. In his latest Money Marketing insight, TCC's Technical Director David Boyhan, shares an
For a number of years, the FCA has stated it strives to be a data-led regulator and with the regulatory spotlight currently shining on ongoing advice services and motor finance, the time has never been more apt for firms to consider how they collate and use their data effectively. In his latest Mon
The FCA's latest portfolio strategy letter for financial advisers and investment intermediaries has become an important cornerstone of its communications. While the business plan remains a must-read, the portfolio strategy letter offers deeper, sector-specific insights, highlighting the FCA’s prio
There are numerous new AI solutions available for financial advice firms, offering a range of choices. However, it's often unclear which type of AI is being promoted and if it suits your needs. It's important to know there are two main types of AI, and it's crucial to identify which one is right for
The 31 July was a date firmly etched on minds across the industry this time last year, as the Consumer Duty became the new compliance standard for all regulated firms. This year, the date remains circled in business diaries as the day boards are required to have conducted their annual assessments. I
The regulator has written to 20 major financial advice firms to request information on their ongoing advice charges, signalling its intention to place a spotlight on the ways firms are revising their approach in line with the Consumer Duty’s fair value and consumer understanding requirements. In M
A recent Financial Ombudsman Service decision has highlighted the risks of DIY SIPP arrangements – particularly for customers displaying signs of vulnerability such as gambling addiction. In this FT Adviser feature, TCC’s Head of Advisory Practice, Gary Maude, gives his expertise regarding firms
