On Wednesday 19th March, TCC’s Chief Commercial Officer and Chief Product Officer, Garry Evans, was joined by our regulatory experts, Gary Maude and David Boyhan for an insightful house view on the latest FCA ongoing advice review findings.

The webinar’s key topics included:

• How to deliver ongoing advice services with the appropriate evidence
• The quality of ongoing advice reviews
• The clarity of chronology
• The importance of a backward-looking review
• Preparing for the future
• Disengagement strategies
• The ripple effect

View the individual questions and scripts below:

Part 1: FCA’s ongoing advice services review: the scope

Part 2: FCA’s ongoing advice services review: next steps for wealth managers

Part 3: FCA’s ongoing advice services review: long term compliance in wealth management

Alternatively, you can watch the full half-hour webinar here:

Discover how we can enhance your firm’s ability to provide reliable and compliant ongoing advice reviews. Get in touch today.