TCC Group

TCC Group

Trusted compliance partner

14/06/18

How can platforms keep up with product governance rules?

New regulations are causing confusion over which parts of the advice chain are responsible for checking products are appropriate for particular clients.

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New regulations are causing confusion over which parts of the advice chain are responsible for checking products are appropriate for particular clients.

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Essential industry insights and analysis of latest critical regulatory priorities

The financial services sector has been abuzz with a variety of pressing issues - from ongoing advice services, motor finance and Consumer Duty expectations, to the crucial role of technology for outcome evidencing.