Intelligent compliance for outcomes that matter

14/06/18

How can platforms keep up with product governance rules?

New regulations are causing confusion over which parts of the advice chain are responsible for checking products are appropriate for particular clients.

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Intelligent compliance for outcomes that matter

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How can platforms keep up with product governance rules?

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Latest Insights

Navigating ongoing advice servicing challenges in wealth management

What firms should take from the FCA's latest portfolio strategy letter

FCA fines highlight the need for better customer support

How do large firms with an abundance of resources fall foul of FCA regulations?

Filter by —

Navigating ongoing advice servicing challenges in wealth management

What firms should take from the FCA's latest portfolio strategy letter

FCA fines highlight the need for better customer support

How do large firms with an abundance of resources fall foul of FCA regulations?

FCA fines highlight the need for better customer support