You searched for - Page 2 of 25

Case study: Acquisition due diligence

Insight — 07/01/26

Recently featured in IFA Magazine, TCC Group explores how advice firms will need to adapt their compliance approach in 2026 as the FCA shifts from interpreting Consumer Duty to demanding clear, demonstrable proof. Joe Norburn, CEO of TCC Group (TCC, Recordsure, Momenta), highlights that despite ongo

As financial services firms consider what lies ahead for them in 2026, the FCA’s priorities for 2025–2030 continue to emphasise the delicate balance between supporting growth and ensuring firms “do the right thing.” The FCA’s five-year strategy, set out in March 2025, is anchored in four

As the FCA sharpens its expectations around evidencing compliance, Joe Norburn, CEO of TCC Group (TCC, Momenta and Recordsure), outlines how firms must prepare for 2026 by shifting from intent-led compliance to continuous, data-driven evidence readiness — as featured by Forum Events & Media Gr

If 2024 and 2025 were about interpreting the FCA’s Consumer Duty, 2026 will be about proving it. Political pressure to stimulate growth may continue and talk of “reducing burdens” will persist. But firms should expect the operational reality to move in the opposite direction: more targeted evi

Following the FCA’s evolving focus on evidencing compliance, Joe Norburn, CEO of TCC Group (TCC, Momenta and Recordsure), has outlined how firms can prepare for 2026 by adopting data-led approaches that combine predictive AI with human oversight — as featured in IT Reseller. If 2024 and 2025 wer

Following its joint review with the government on the regulatory boundary between financial advice and guidance, and two consultation papers, the FCA has published its policy statement for the new targeted support regime. The new regulatory framework is designed to provide tailored support for pensi

Following the FCA’s renewed emphasis on Consumer Duty, TCC’s CEO, Joe Norburn, has examined how firms can meet rising expectations by combining predictive AI with GenAI to close compliance gaps and deliver evidential customer outcomes — as featured in Always Finance News. By deploying AI that

Redress has become an increasingly important consideration for financial service firms looking to maintain strong governance and manage long-term risk. Whether dealing with historic advice, legacy products or incomplete records, identifying and addressing potential liabilities is a key part of ensur

Garry Evans, TCC Group’s Chief Commercial and Product Officer, reflects on the recent FLA Annual Motor Finance Convention.The key takeaway from the FLA Annual Motor Finance Convention is clear: If your plan was to wait for the final guidance from the FCA before starting your preparation for the re

Following the FCA’s latest feedback on ongoing advice, TCC’s Strategic Regulatory Director, Jason Wintie, has explored what this renewed focus on historic delivery means for advice firms as featured in Always Finance News. The regulator's softer tone should not be mistaken for lesser expectation

Compliance in action: Attivo enhances advice compliance with TCC's AI solution Attivo has partnered with TCC-Recordsure to implement cutting-edge AI technology, elevating its ongoing advice compliance while significantly reducing the costs associated with file reviews. This innovative move underscor

The FCA released its much-anticipated findings from its review of consolidation in the financial advice and wealth management sector on 31st October 2025, which were largely positive. The regulator highlighted the benefits of consolidation for firms, such as efficiency and growth. Here is what we�

In her recent address to The Investing and Saving Alliance (TISA) annual conference, the FCA’s Deputy Chief Executive Sarah Pritchard highlighted that financial wellbeing in the UK “goes beyond one size fits all". With shifting demographics, evolving life goals and increasingly complex financ

The challenge A wealth management firm received a Section 166 (s.166) notification, prompting an investigatory review of issues related to ongoing services. The firm required external support to manage the scale and complexity of the upcoming remediation programme. The firm sought a partner that cou

We're thrilled to announce that TCC Group – which includes TCC, Momenta, and Recordsure – is now a proud member of the Finance & Leasing Association (FLA), the UK's leading trade body for the asset finance, consumer finance, and motor finance sectors. This achievement is a significant milest

The FCA has announced an update on the Motor Finance Compensation Scheme consultation, confirming that the consultation period has been extended. Originally due to close on 18 November, the new deadline is now 12 December 2025. The regulator also expects to publish final rules in February or March 2

Following the FCA's recent review of consolidation activity across the advice and wealth management sector, TCC's Strategic Regulatory Director, Jason Wintie has considered what this means for firms in Money Marketing today. Read why the regulator’s findings highlight several structural risks

The regulatory landscape for financial services firms continues to evolve. Political pressure to promote growth is increasing, yet firms must still demonstrate their full commitment to the FCA’s Consumer Duty. At the same time, they are expected to deliver good customer outcomes through outcomes

Motor finance End-to-end redress and remediation Helping leading firms get ready for the motor finance redress scheme Book a demo The motor finance redress scheme presents complex challenges - preparing your firm early is essential to manage risk, ensure compliance and protect your customers. We’v

In this third excerpt from our recent webinar on the FCA’s new motor finance redress scheme TCC Group’s subject matter experts, Garry Evans and Mike Morris explore why early preparation is critical. They break down how firms can approach remediation strategically, covering everything from opera

Live webinar: 6th November 2025 | 12:30pm Hosted by TCC and Recordsure Register here In today’s regulatory environment, saying you’re compliant is no longer enough. Firms have to prove it. The regulator (the FCA), boards and senior leaders are demanding clear, data-backed evidence that complianc

In this second excerpt from our recent webinar on the FCA’s new motor finance redress scheme, Garry Evans and Mike Morris break down what firms need to do now to prepare effectively. In this segment, they focus on the case for early preparation, exploring practical steps from portfolio assessment

A turning point in motor finance regulation The FCA’s motor finance redress consultation is a pivotal development for firms operating in the sector. Unlike previous announcements, this consultation sets out clear expectations on how businesses should identify affected customers, calculate redress

594 Results found.

FCA brings Buy Now Pay Later under its regulation from July 2026

The FCA welcomes consolidation but raises the accountability bar

75/25 resourcing model, the new strategic imperative for financial services

Insurance edge: Pure protection in focus