As financial services firms consider what lies ahead for them in 2026, the FCA’s priorities

While so much time and effort is put into getting that initial advice right, what happens when a clients’ circumstances change? Can you be certain that advice is still suitable?

It's still business as usual in the regulatory world. Technical Director Don Scott explains how you can avoid being caught out.

SM&CR is one of the biggest changes on the horizon for 2019 and could potentially cause a compliance headache for the advisory sector. We share our outlook on this regime and others for the year ahead.

MiFID II recently hit a significant milestone, having been in force for 12 months. We examine the impact it has had on the industry.

We found a flexible approach that utilised our client’s existing resource, keeping costs under control.

It's been speculated that MiFID II may require compliance professionals to develop complex technical skills alongside traditional skill sets. We explore the reality of this prediction.