Women in Governance, Risk and Compliance: meet TCC and Recordsure’s Joanne Smith
Joining the already well established team of regulatory and compliance specialists, we welcome David
Joining the already well established team of regulatory and compliance specialists, we welcome David Boyhan to TCC as an Associate Director. David joins TCC from Huntswood and brings with him significant experience across the financial advice, retail banking and mortgage sectors, and in-depth knowledge of financial advice processes, control environment reviews and regulatory due diligence reviews.
Prior to moving into consulting, David spent many successful years at the regulator (FSA and FCA) where he oversaw Fixed and Flexible portfolio firms, including financial advice firms, and led supervision processes including Skilled Persons Reviews, Attestations and Deep Dives. He also has extensive experience of writing and delivering training on file reviews including Defined Benefit transfers.
Andy Sutherland, TCC’s Managing Director of Advisory Services, says:
“We’re extremely pleased to have David join the team, as he brings a deep and broad first hand regulatory experience. He is one of the rare breed that has successfully made the transition from Regulator to Consultant which makes him a valuable resource for TCC’s clients”
As the only compliance specialist with a focus on FCA culture and conduct risk, David’s considerable experience at the regulator will bolster our already strong capability at a time when culture and conduct is high on the FCA’s list of priorities.
David’s appointment will expand the expertise and experience within TCC’s Advisory team and follows the addition of Phil Deeks, who joined TCC as Technical Director from the FCA in late 2016.