TCC Group

TCC Group

Intelligent compliance for outcomes that matter

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Compliance in focus: Your experts’ guide to Consumer Duty annual assessments

Insight — 29/02/24
During its recent multi-firm review, the FCA urged boards to place the Consumer Duty at the top of their regulatory agenda – re-iterating how, along with senior leadership, they will ultimately bear responsibility for the outcomes achieved for customers. Ahead of the one-year anniversary of the le

Regulatory due diligence: Examining firms’ priorities for 2024

Insight — 10/01/24
2023 proved to be another busy year for acquisitions within financial services - and despite the relatively higher cost of borrowing, this trend shows no sign of stopping into the new year. But with DB Transfers now being considered Business As Usual (BAU) by the regulator, where should firms be foc

TCC wins GAE Awards’ UK Financial Consultancy of the Year for second time

Insight — 11/07/23
We’re very happy to share that TCC has been named the Global Advisory Experts (GAE) Awards’ ‘Financial Services Compliance Consultancy Firm of the Year in the United Kingdom’ for the second year in a row! Organised by one of the world’s foremost online directories of qualified legal profes

Why a holistic approach is the future for advisers and wealth managers

Insight — 14/01/22
The wealth industry is changing. There’s no doubt about that. According to the recent Wealth and Asset Management 4.0 study, firms now expect up to three-quarters of their interactions with clients to be conducted digitally within two years, whilst 40% of investors themselves view being granted di

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