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The best of our online sessions with experts All our online sessions in one place - all you need to know about the latest changes in the regulatory landscape, top tips and best practice for financial services firms. https://vimeo.com/1161822264 Balancing commercial ambition with regulatory discip
As the FCA raises the bar on how compliance must be demonstrated, Joe Norburn, CEO of TCC Group (TCC, Momenta and Recordsure), shares what firms need to do now to be ready for 2026 and why moving beyond good intentions to always-on, data-led evidencing. This insight was featured by IT Supply Cha
As financial services firms consider what lies ahead for them in 2026, the FCA’s priorities for 2025–2030 continue to emphasise the delicate balance between supporting growth and ensuring firms “do the right thing.” The FCA’s five-year strategy, set out in March 2025, is anchored in four
Following its joint review with the government on the regulatory boundary between financial advice and guidance, and two consultation papers, the FCA has published its policy statement for the new targeted support regime. The new regulatory framework is designed to provide tailored support for pensi
Redress has become an increasingly important consideration for financial service firms looking to maintain strong governance and manage long-term risk. Whether dealing with historic advice, legacy products or incomplete records, identifying and addressing potential liabilities is a key part of ensur
Following the FCA’s latest feedback on ongoing advice, TCC’s Strategic Regulatory Director, Jason Wintie, has explored what this renewed focus on historic delivery means for advice firms as featured in Always Finance News. The regulator's softer tone should not be mistaken for lesser expectation
Compliance in action: Attivo enhances advice compliance with TCC's AI solution Attivo has partnered with TCC-Recordsure to implement cutting-edge AI technology, elevating its ongoing advice compliance while significantly reducing the costs associated with file reviews. This innovative move underscor
The FCA released its much-anticipated findings from its review of consolidation in the financial advice and wealth management sector on 31st October 2025, which were largely positive. The regulator highlighted the benefits of consolidation for firms, such as efficiency and growth. Here is what we
In her recent address to The Investing and Saving Alliance (TISA) annual conference, the FCA’s Deputy Chief Executive Sarah Pritchard highlighted that financial wellbeing in the UK “goes beyond one size fits all". With shifting demographics, evolving life goals and increasingly complex financ
Following the FCA's recent review of consolidation activity across the advice and wealth management sector, TCC's Strategic Regulatory Director, Jason Wintie has considered what this means for firms in Money Marketing today. Read why the regulator’s findings highlight several structural risks
The regulatory landscape for financial services firms continues to evolve. Political pressure to promote growth is increasing, yet firms must still demonstrate their full commitment to the FCA’s Consumer Duty. At the same time, they are expected to deliver good customer outcomes through outcomes
In this third excerpt from our recent webinar on the FCA’s new motor finance redress scheme TCC Group’s subject matter experts, Garry Evans and Mike Morris explore why early preparation is critical. They break down how firms can approach remediation strategically, covering everything from opera
Live webinar: 6th November 2025 | 12:30pm Hosted by TCC and Recordsure Register here In today’s regulatory environment, saying you’re compliant is no longer enough. Firms have to prove it. The regulator (the FCA), boards and senior leaders are demanding clear, data-backed evidence that complianc
In this second excerpt from our recent webinar on the FCA’s new motor finance redress scheme, Garry Evans and Mike Morris break down what firms need to do now to prepare effectively. In this segment, they focus on the case for early preparation, exploring practical steps from portfolio assessment
A turning point in motor finance regulation The FCA’s motor finance redress consultation is a pivotal development for firms operating in the sector. Unlike previous announcements, this consultation sets out clear expectations on how businesses should identify affected customers, calculate redress
AI is reshaping many of the routine, time-intensive tasks across various industries – and wealth management is certainly no exception. Yet AI tools vary widely in their capabilities and choosing the wrong type for any given task can undermine the very results firms set out to achieve. In the drive
Suitability reviews are often seen as a routine part of compliance - a box to tick during new business processes. Yet it’s the quieter, overlooked cases that can pose the biggest risks: annual reviews where nothing changes. https://vimeo.com/1127845321 The reality of no change reviews During our r
Recordsure’s CTO, Kit Ruparel, has been a long-standing advocate of selecting appropriate AI for the job in hand: Predictive AI for uncovering and interpreting content, and Generative AI for creating new content. As AI Agent technologies ride the crest of the hype wave, Kit fears that the ease
During our first ‘AI in compliance’ webinar last week, TCC’s Operations Director, Neil Dethick, turned the spotlight on a familiar challenge within wealth management - how to extract truly meaningful Management Information (MI) from suitability reviews. Despite their potential, these reviews o
The FCA’s long-awaited consultation on the motor finance redress scheme, published on the 7th October, marks one of the most significant regulatory developments for the sector in recent years. After months of anticipation, firms now have greater clarity on the scope, methodology and expectations t
Last week, TCC and Recordsure launched their 'AI for compliance' webinar series with a focused discussion on suitability reviews. Our second excerpt from the session explores how firms can move beyond simply ticking boxes to create a process that genuinely improves client outcomes, reduces rework an
The FCA releases its update on the motor finance redress scheme, marking one of the most significant shifts in the motor finance landscape in years. The FCA wants to set up an industry-wide compensation redress scheme to reimburse motor finance customers who were treated unfairly from 6 April 2007
TCC and Recordsure opened their 'AI for compliance' webinar series with a spotlight on suitability reviews – an area many wealth managers struggle to get it right first time. Hosted by TCC and Recordsure's Chief Product and Commercial Officer, Garry Evans and joined by TCC's Technical Director, Da
Our recent ‘AI to supercharge your ongoing advice’ event, held in the Bloomsbury in London, sparked a multitude of engaging conversations around advice, compliance and the role of AI. That’s why we’ve created a comprehensive Q&A follow-up document, capturing over 30 of the most pressing
