401 Results found.

Insurance edge: Pure protection in focus

Insight — 06/02/26
TCC Group (TCC, Momenta and Recordsure)  featured in Insurance Edge: Pure Protection in Focus – FCA Market Study Raises Regulatory Expectations for 2026 The FCA’s Pure Protection Market Study signals tougher expectations on fair value, commission transparency and customer outcomes. While imp

AI in financial services: a turning point for regulators and firms

Insight — 29/01/26
Commenting on the recent UK Parliament – Treasury Committee publication of the Artificial Intelligence in Financial Services report, Joe Norburn, CEO at TCC Group (TCC, Momenta and Recordsure), highlighted the growing regulatory and operational challenge posed by AI.   “The Treasury Sel

AB Accounting: AML heat to rise

Insight — 27/01/26
Accountancy firms should prepare for tougher anti money laundering and counter terrorism financing (AML/CTF) supervision as the FCA is set to take supervision from 23 professional body supervisors, bringing stricter enforcement, greater scrutiny and heavier compliance demands. The regulator’s data

Why growth without rigour is the biggest risk in advice consolidation

Insight — 22/01/26
Consolidation in the advice sector has become so familiar it almost feels routine. New deals announced, assets added, national footprints extended. For many firms, acquisition is now the default growth strategy rather than a tactical move. But something has changed. The market has matured, regulati

Watch on-demand: Sessions with our compliance experts

Insight — 21/01/26
The best of our online sessions with experts All our online sessions in one place - all you need to know about the latest changes in the regulatory landscape, top tips and best practice for financial services firms.  https://vimeo.com/1161822264 Balancing commercial ambition with regulatory discip

Rethinking ongoing advice to deliver client value

Insight — 13/01/26
As the FCA raises the bar on how compliance must be demonstrated, Joe Norburn, CEO of TCC Group (TCC, Momenta and Recordsure), shares what firms need to do now to be ready for 2026 and why moving beyond good intentions to always-on, data-led evidencing. This insight was featured by IT Supply Cha

Top ten regulatory priorities for financial services firms in 2026

Insight — 18/12/25
As financial services firms consider what lies ahead for them in 2026, the FCA’s priorities for 2025–2030 continue to emphasise the delicate balance between supporting growth and ensuring firms “do the right thing.” The FCA’s five-year strategy, set out in March 2025, is anchored in four

Preparing for the FCA targeted support regime

Insight — 12/12/25
Following its joint review with the government on the regulatory boundary between financial advice and guidance, and two consultation papers, the FCA has published its policy statement for the new targeted support regime. The new regulatory framework is designed to provide tailored support for pensi

Why financial service firms shouldn’t treat redress as a footnote

Insight — 11/12/25
Redress has become an increasingly important consideration for financial service firms looking to maintain strong governance and manage long-term risk. Whether dealing with historic advice, legacy products or incomplete records, identifying and addressing potential liabilities is a key part of ensur

Money Marketing: Lessons from the FCA’s review into consolidation

Insight — 11/11/25
Following the FCA's recent review of consolidation activity across the advice and wealth management sector, TCC's Strategic Regulatory Director, Jason Wintie has considered what this means for firms in Money Marketing today. Read why the regulator’s findings highlight several structural risks

Evidencing compliance in a data-led regulatory world

Insight — 07/11/25
The regulatory landscape for financial services firms continues to evolve. Political pressure to promote growth is increasing, yet firms must still demonstrate their full commitment to the FCA’s Consumer Duty. At the same time, they are expected to deliver good customer outcomes through outcomes