12 Results found.
MiFID II recently hit a significant milestone, having been in force for 12 months. To celebrate its first birthday, we examine the impact it has had on the industry and how wealth managers have adapted to the new requirements. On the surface, MiFID II shouldn’t have significantly impacted the rela
The FCA's Business Plan outlines how it will achieve its statutory objectives. It includes a Risk Outlook and its priorities for focusing activities over the next 12 months. With the UK’s decision to leave the European Union and now the upcoming snap General Election presents a certain degree of
There has been some speculation that MiFID II will require compliance professionals to develop complex technical skills alongside deep subject-matter expertise. We examine the reality of this predicted rise in ultra-niche, tech-savvy compliance officers. MiFID II presents both a compliance chal