TCC Group

TCC Group

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Top ten regulatory priorities for financial services firms in 2026

Insight — 18/12/25
As financial services firms consider what lies ahead for them in 2026, the FCA’s priorities for 2025–2030 continue to emphasise the delicate balance between supporting growth and ensuring firms “do the right thing.” The FCA’s five-year strategy, set out in March 2025, is anchored in four

12 months of MiFID II

Insight — 04/02/19
MiFID II recently hit a significant milestone, having been in force for 12 months. To celebrate its first birthday, we examine the impact it has had on the industry and how wealth managers have adapted to the new requirements. On the surface, MiFID II shouldn’t have significantly impacted the rela

Is The Age of Ultra-Niche, Tech-Savvy Compliance Officers on its Way?

Insight — 01/12/16
There has been some speculation that MiFID II will require compliance professionals to develop complex technical skills alongside deep subject-matter expertise. We examine the reality of this predicted rise in ultra-niche, tech-savvy compliance officers. MiFID II presents both a compliance chal

Essential industry insights and analysis of latest critical regulatory priorities

The financial services sector has been abuzz with a variety of pressing issues - from ongoing advice services, motor finance and Consumer Duty expectations, to the crucial role of technology for outcome evidencing.