Intelligent compliance for outcomes that matter

Ongoing compliance support

The gift of time to focus on what matters – your business

Focus on growing your business and achieving commercial objectives, confident in the knowledge that we’ve got your back.

Our team is easy to deal with, no nonsense and know the market inside out. So, whether you’re looking for ongoing compliance support or FCA authorisation (or VoP) assistance, our support packages give you confidence that compliance is taken care of.

Best of all, we’ll be adding value across your entire business as we help you find more efficient ways of complying while connecting the dots between culture and your commercial success.

What we do

Whether you need ongoing support or help getting authorised we have a flexible solution for you:

Ongoing compliance programmes

Choose from tailored modules designed to provide whatever ongoing compliance support you need to meet FCA expectations in a changing regulatory environment.

We're not in the business of generic templates, basic advice and box ticking. Our foundations in culture and conduct mean we get under the skin of your business to deliver true value during every touchpoint, delivered proportionately and cost competitively.

View our infographic to discover more about an ongoing partnership with us that adds value.

FCA authorisations & variation of permissions (VoP)

We can either draft the entire pack for the relevant permissions required or provide support and guidance at various points along the way.

We don’t just fill in forms. We understand the FCA’s expectations of systems and controls and compliance procedures, helping you develop and improve documentation to make sure it meets FCA standards. Above all, we make sure you have a robust business plan to support your application that sets out how you will effectively manage your conduct risk.

View our infographic to find out how we can get you successfully through the FCA authorisation process.