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Tony has worked in financial services for 30 years, his experience ranges from branch banking, compliance and T&C roles, to the Personal Investment Authority and compliance working with the IFA and Brokers, spending time at major networks and adviser support firms. This encompassed advice and guidance, policy development, regulatory liaison and past business review.
Most recently, Tony worked for a major retailer with significant insurance and credit activity. Throughout his career, Tony has held CF10 and SMF16 roles and has experience across the regulatory lifecycle from product governance, sales processes, compliance policy, claims and complaints, governance and enforcement/ remediation.