How advice firms should navigate the AI journey
A short guide for financial advice firms weighing up the growing number of AI tools on the market, explaining the…
Solution: Consumer Duty
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Five key priorities for long-term Consumer Duty success
Following our recent Consumer Duty forum, we outline five key priorities for long-term success. Discover insights on embedding governance, managing…
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Consumer Duty: What does the FCA expect from ongoing advice services?
What firms can expect after the FCA wrote to major advice firms about ongoing advice charges, with practical steps to…
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Assessing vulnerability: How can firms help mitigate risks of DIY SIPPs?
Learn what a Financial Ombudsman Service ruling on DIY SIPPs means for firms’ safeguarding duties towards vulnerable customers, and how…
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Equity Release: Get your five-step guide to Consumer Duty compliance
Download our exclusive guide containing five crucial steps to help equity release and later life mortgage providers align their advice…
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Four steps to building an effective Retirement Income proposition
With the FCA intensifying its focus on retirement income advice, firms must review their processes. TCC’s David Boyhan outlines four…
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Delivering better customer outcomes under the Consumer Duty
A reminder from the FCA that the Consumer Duty is an ongoing commitment, not a one-off project, with closed products…
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Collaborating to implement best Consumer Duty practice
TCC has joined the Consumer Duty Alliance as an affiliate member, bringing practitioner and ex-regulator expertise to help firms validate…
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Why firms need to be challenging themselves on price and value
Read TCC’s take on why half of firms still haven’t changed their fee models since Consumer Duty, and get practical…
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Three key themes from the FCA’s Fair Value assessment review
Find out what the FCA’s price and value review of 14 firms reveals about fair value assessments, and the lessons…