FCA remuneration reform explained: what CP26/27 could mean for firms
The FCA has published Consultation Paper CP26/27, proposing to replace the existing AIFM, UCITS and MIFIDPRU remuneration codes with a…
Solution: Consumer Duty
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IBS Intelligence: Why financial services firms face growing AI governance scrutiny
As AI becomes more deeply embedded across financial services, firms face growing pressure to demonstrate clear accountability, oversight and governance.…
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FCA CP26/28: What the AIFM regime reforms mean for wealth managers and firms
The FCA has launched consultation CP26/28, proposing significant reforms to the UK Alternative Investment Fund Manager (AIFM) regime. The proposals…
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Will Value for Money assessments change how advisers compare pension providers?
The FCA’s proposed Value for Money (VFM) Framework could reshape how workplace pension schemes are assessed, introducing greater transparency, benchmarking…
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Why firms need to prove customer outcomes not just report them
The FCA’s latest review of outcomes monitoring reinforces that Consumer Duty compliance is about more than producing management information (MI).…
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Mills Review signals the future direction of AI governance in financial services
Recently featured in European Business Magazine, TCC Group CEO Joe Norburn explores why the FCA’s Mills Review deserves close attention…
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Project rescued by RegTech
Using a combination of regulatory insight, automation and intelligent case management, TCC Group transformed a complex review involving more than…
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Flexible overflow business assurance relieves internal pressure
Working as a seamless extension of the client’s internal assurance team, TCC Group provided flexible file-checking capacity, identified emerging risks…
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Insurance Edge: Consumer Duty three years on
Reflect on three years of the FCA’s Consumer Duty in the insurance sector, and learn how leaders are shifting from…
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FCA highlights value concerns in legacy pension products
The FCA has urged pension providers to review legacy unit-linked products. Under the Consumer Duty, firms must address complex charging…