Benefit your business by enhancing customer data
Practical steps for enhancing client data to meet FCA reporting requirements on ongoing advice reviews and retirement income, while identifying…
Solution: Consumer Duty
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A Consumer Duty recap: frequent obstacles to achieving good customer outcomes
A recap of the frequent obstacles firms face across the Consumer Duty’s four outcomes, with the key questions boards should…
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Seven key topics to ensure the success of your ongoing advisory reviews
TCC and Recordsure outline seven regulatory standards firms should address to deliver compliant ongoing advice reviews, from a positive customer…
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The benefits of enhancing data capture go beyond compliance – Money Marketing
Find out why enhanced data capture helps advice firms meet FCA expectations and keep client reviews on schedule, according to…
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Overview so far: the expected regulatory hot topics of 2025
TCC’s compliance forums identify the FCA concerns most likely to shape 2025, from financial resilience and vulnerable customers to Consumer…
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Failing Consumer Duty with renewal barriers
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What firms should take from the FCA’s latest portfolio strategy letter
TCC’s Technical Director David Boyhan examines the FCA’s October 2024 portfolio strategy letter for financial advisers and investment intermediaries, highlighting…
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How advice firms should navigate the AI journey
A short guide for financial advice firms weighing up the growing number of AI tools on the market, explaining the…
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Five key priorities for long-term Consumer Duty success
Following our recent Consumer Duty forum, we outline five key priorities for long-term success. Discover insights on embedding governance, managing…
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Consumer Duty: What does the FCA expect from ongoing advice services?
What firms can expect after the FCA wrote to major advice firms about ongoing advice charges, with practical steps to…