Turning suitability reviews into a strategic advantage
See the poll results revealing how many advice files need rework after a suitability review, what the FCA expects on…
Service: Advisory
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14m unfair motor loans due compensation under proposed scheme
The FCA’s proposed motor finance redress scheme could impact 14.2 million agreements, with estimated liabilities reaching £8.2 billion. Learn about…
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Suitability reviews with AI: compliance burden to asset
TCC and Recordsure’s webinar poll found most suitability files are rated unclear due to insufficient rationale, and set out how…
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Five takeaways for wealth managers from AI in Compliance
Discover five key takeaways for wealth managers from our AI in Compliance event in London. We explore ‘reasonable steps’ in…
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FCA softens tone on ongoing advice but keeps focus on value
TCC Group’s Jason Wintie discusses the FCA’s ongoing advice review in Money Marketing, exploring what the regulator’s findings mean for…
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The future of AI in compliance
Find out what TCC and Recordsure’s two-part ‘AI in compliance’ webinar series covers, including how combining generative and predictive AI…
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Beyond Day Rates: How specialist interim resourcing gives financial
Learn why choosing interim compliance specialists on day rate alone is a false economy, and how firms can measure real…
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Plan for the worst, act early: winning the remediation race
In the final part of our motor finance redress webinar, TCC, Momenta and Recordsure set out practical next steps for…
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The resourcing crunch: preparing for a remediation surge
Understand why the motor finance remediation programme will strain resourcing, what the Supreme Court ruling changes about complaint complexity, and…
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How to stay ahead of FCA demands and unlock AI’s potential for wealth management compliance
TCC invited wealth management firms to an in-person event on evidencing ongoing advice under the Consumer Duty and using AI…