What does growing investor trust in AI mean for wealth management?
FCA research reveals growing reliance on AI among younger investors. Explore the conduct risks, Consumer Duty implications and actions for…
Service: Advisory
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Will the FCA’s transaction reporting reforms make compliance simpler?
The FCA is simplifying UK transaction reporting. Explore the key changes, implementation challenges and practical actions firms should consider now.
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European Business Magazine: Why firms are turning to on-demand financial crime expertise
TCC Group CEO, Joe Norburn shares with European Business Magazine why firms should use on-demand financial crime expertise to strengthen…
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What the FCA’s expanded AML role signals for firms
The FCA’s AML supervisory reforms signal rising expectations for governance, assurance and control effectiveness. Learn what firms should do now.
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Are your funds ready for the FCA’s new liquidity rules?
Explore what FCA PS26/17 means for fund managers, wealth firms and advisers, including liquidity risks, practical actions and the 2027…
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How to turn suitability file review findings into better customer outcomes
Learn how effective financial advice file reviews can strengthen suitability oversight, support compliance and improve advice quality.
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FCA remuneration reform explained: what CP26/27 could mean for firms
The FCA has published Consultation Paper CP26/27, proposing to replace the existing AIFM, UCITS and MIFIDPRU remuneration codes with a…
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FCA CP26/28: What the AIFM regime reforms mean for wealth managers and firms
The FCA has launched consultation CP26/28, proposing significant reforms to the UK Alternative Investment Fund Manager (AIFM) regime. The proposals…
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Will Value for Money assessments change how advisers compare pension providers?
The FCA’s proposed Value for Money (VFM) Framework could reshape how workplace pension schemes are assessed, introducing greater transparency, benchmarking…
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Why firms need to prove customer outcomes not just report them
The FCA’s latest review of outcomes monitoring reinforces that Consumer Duty compliance is about more than producing management information (MI).