Preparing for change: FCA’s review of protection product distribution and value
The FCA’s Market Study into pure protection product distribution focuses on commission arrangements, fair value and vulnerable customers. This article…
Solution: Regulatory Change & Transformation
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How do the ongoing advice review findings relate to the Consumer Duty?
Discover how the FCA’s ongoing advice review findings intersect with the Consumer Duty, and understand the critical management information required…
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The benefits of enhancing data capture go beyond compliance – Money Marketing
Find out why enhanced data capture helps advice firms meet FCA expectations and keep client reviews on schedule, according to…
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Overview so far: the expected regulatory hot topics of 2025
TCC’s compliance forums identify the FCA concerns most likely to shape 2025, from financial resilience and vulnerable customers to Consumer…
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What firms should take from the FCA’s latest portfolio strategy letter
TCC’s Technical Director David Boyhan examines the FCA’s October 2024 portfolio strategy letter for financial advisers and investment intermediaries, highlighting…
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How advice firms should navigate the AI journey
Money Marketing: financial advice firms weighing up the growing number of AI tools on the market, explaining the two main…
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Regulatory due diligence: Examining firms’ priorities for 2024
David Boyhan of TCC explains why the FCA’s focus for regulatory due diligence is shifting as DB transfers become business…
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Four steps to building an effective Retirement Income proposition
With the FCA intensifying its focus on retirement income advice, firms must review their processes. TCC’s David Boyhan outlines four…
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Three key themes from the FCA’s Fair Value assessment review
Find out what the FCA’s price and value review of 14 firms reveals about fair value assessments, and the lessons…
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Mortgage providers: Act now for a compliant future
As mortgage repayment pressures increase, Consumer Duty is placing greater focus on customer outcomes, fair value and financial difficulty. Learn…