What firms should take from the FCA’s latest portfolio strategy letter
TCC’s Technical Director David Boyhan examines the FCA’s October 2024 portfolio strategy letter for financial advisers and investment intermediaries, highlighting…
Solution: Regulatory Change & Transformation
-
-
How advice firms should navigate the AI journey
A short guide for financial advice firms weighing up the growing number of AI tools on the market, explaining the…
-
Regulatory due diligence: Examining firms’ priorities for 2024
David Boyhan of TCC explains why the FCA’s focus for regulatory due diligence is shifting as DB transfers become business…
-
Four steps to building an effective Retirement Income proposition
With the FCA intensifying its focus on retirement income advice, firms must review their processes. TCC’s David Boyhan outlines four…
-
Three key themes from the FCA’s Fair Value assessment review
Find out what the FCA’s price and value review of 14 firms reveals about fair value assessments, and the lessons…
-
Mortgage providers: Act now for a compliant future
As mortgage repayment pressures increase, Consumer Duty is placing greater focus on customer outcomes, fair value and financial difficulty. Learn…
-
Three need-to-know regulatory changes on the FCA’s agenda
See which three areas TCC’s Andy Fouracres expects the FCA to target next as it raises standards under its Business…
-
TCC Joins SME Climate Hub to Reduce Emissions
TCC has joined the SME Climate Hub and signed the SME Climate Commitment, pledging to halve its emissions by 2030…
-
Retirement income in the regulator’s spotlight
David Boyhan of TCC explains why the FCA treats retirement income as a regulatory priority, and sets out what advisers…
-
Rethinking vulnerability for the Consumer Duty era
Garry Evans of TCC Group examines how the Consumer Duty requires a more proactive approach to identifying and managing customer…