What the FCA’s expanded AML role signals for firms
The FCA’s AML supervisory reforms signal rising expectations for governance, assurance and control effectiveness. Learn what firms should do now.
Solution: Regulatory Change & Transformation
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Are your funds ready for the FCA’s new liquidity rules?
Explore what FCA PS26/17 means for fund managers, wealth firms and advisers, including liquidity risks, practical actions and the 2027…
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Nine risks that can emerge when regulated firms grow
Explore the FCA’s high-growth firms review, key governance risks and practical actions for payments, asset management and wealth management firms.
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FCA remuneration reform explained: what CP26/27 could mean for firms
The FCA has published Consultation Paper CP26/27, proposing to replace the existing AIFM, UCITS and MIFIDPRU remuneration codes with a…
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IBS Intelligence: Why financial services firms face growing AI governance scrutiny
As AI becomes more deeply embedded across financial services, firms face growing pressure to demonstrate clear accountability, oversight and governance.…
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FCA CP26/28: What the AIFM regime reforms mean for wealth managers and firms
The FCA has launched consultation CP26/28, proposing significant reforms to the UK Alternative Investment Fund Manager (AIFM) regime. The proposals…
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Will Value for Money assessments change how advisers compare pension providers?
The FCA’s proposed Value for Money (VFM) Framework could reshape how workplace pension schemes are assessed, introducing greater transparency, benchmarking…
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Why firms need to prove customer outcomes not just report them
The FCA’s latest review of outcomes monitoring reinforces that Consumer Duty compliance is about more than producing management information (MI).…
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Mills Review signals the future direction of AI governance in financial services
Recently featured in European Business Magazine, TCC Group CEO Joe Norburn explores why the FCA’s Mills Review deserves close attention…
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Comprehensive UCIS review without the cost burden
By combining UCIS expertise, remediation support and adviser upskilling, TCC Group enabled the client to address historic issues, strengthen its…