Getting GDPR ready
Through detailed data mapping, governance reviews and GDPR gap analysis, TCC Group helped a mortgage provider improve data management controls,…
Solution: Regulatory Change & Transformation
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Culture & conduct risk assessment
Through cultural assessments, employee engagement, customer outcome analysis and enhanced management information, TCC Group helped create a more consistent culture…
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Compliance review and remediation
Following a detailed review of controls, systems and processes, TCC Group developed and implemented a targeted remediation plan, helping the…
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AML Review & Remediation
Using a phased review of customer due diligence controls, ongoing monitoring practices and enhanced due diligence processes, TCC Group provided…
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Meeting MiFID II rules with help from expert team
By combining detailed regulatory analysis with practical implementation support, TCC Group helped an Article 3 firm identify compliance gaps, align…
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BNPL regulation has arrived: the compliance challenge now is proving good customer outcomes
BNPL is now fully regulated, but authorisation is only the start: firms must evidence affordability, vulnerability support and customer understanding…
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How foreseeable harm is changing under Consumer Duty
Consumer Duty is shifting the focus from reacting to harm to anticipating it. Firms are increasingly expected to identify signs…
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Customer journeys and vulnerability lessons from the FCA’s basic bank account review
Lessons from the FCA’s basic bank account mystery shopping review, showing why good customer outcomes depend on testing journeys in…
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The Mills Review could reshape AI governance in financial services
Understand how the FCA’s landmark Mills Review on artificial intelligence could reshape compliance, governance, and accountability frameworks in financial services…
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FCA partially suspends motor finance scheme: four key takeaways
Following the Upper Tribunal’s decision, the FCA has partially suspended its motor finance compensation scheme. Discover four essential takeaways on…