FCA remuneration reform explained: what CP26/27 could mean for firms
The FCA has published Consultation Paper CP26/27, proposing to replace the existing AIFM, UCITS and MIFIDPRU remuneration codes with a…
Solution: Section 166, Skilled Person Reviews & FCA Intervention
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SMCR post-implementation review
Through a detailed review of SMCR governance, certification processes, conduct rules and fitness and propriety arrangements, TCC Group provided practical…
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SMCR assurance
Through an independent review of SMCR governance, certification processes, accountability frameworks and conduct arrangements, TCC Group helped the client address…
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Regulatory due diligence
Through cultural assessments, employee engagement, customer outcome reviews and enhanced management information, TCC Group helped a financial services group build…
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Project rescued by RegTech
Using a combination of regulatory insight, automation and intelligent case management, TCC Group transformed a complex review involving more than…
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Programme management of regulatory risk and remediation
By deploying an experienced Programme Director, TCC Group established robust governance, reporting and risk management frameworks to support the successful…
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Improving compliance monitoring with conduct risk reviews
Learn how TCC Group’s conduct risk reviews and compliance monitoring support helped a leading insurer satisfy the FCA, upskill its…
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Designing a more effective and efficient compliance function
Using a two-phase regulatory due diligence review, TCC Group assessed governance, compliance controls, past business and organisational culture, helping the…
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AML Customer Due Diligence Review
Using a phased review of customer due diligence controls, policies and ongoing monitoring processes, TCC Group provided independent assurance, identified…
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How FOS reforms will affect financial services firms
Understand how the government’s upcoming Financial Ombudsman Service (FOS) legislative reforms will restrict FOS discretion under the ‘fair and reasonable’…