SMCR post-implementation review
Through a detailed review of SMCR governance, certification processes, conduct rules and fitness and propriety arrangements, TCC Group provided practical…
Solution: Regulatory Change & Transformation
-
-
SMCR assurance
Through an independent review of SMCR governance, certification processes, accountability frameworks and conduct arrangements, TCC Group helped the client address…
-
Responsive resourcing
By sourcing and deploying experienced regulatory consultants within one week, TCC Group enabled the client to complete its annual monitoring…
-
Resourcing partnership: Large-scale remediation project
Drawing on a 30,000+ resource pool and specialist pensions expertise, TCC Group rapidly deployed the skilled resource, technical oversight and…
-
Project rescued by RegTech
Using a combination of regulatory insight, automation and intelligent case management, TCC Group transformed a complex review involving more than…
-
Global compliance operating model
Through stakeholder engagement, global workshops and operating model redesign, TCC Group helped create a consistent compliance framework across multiple jurisdictions,…
-
Getting GDPR ready
Through detailed data mapping, governance reviews and GDPR gap analysis, TCC Group helped a mortgage provider improve data management controls,…
-
Culture & conduct risk assessment
Through cultural assessments, employee engagement, customer outcome analysis and enhanced management information, TCC Group helped create a more consistent culture…
-
Compliance review and remediation
Following a detailed review of controls, systems and processes, TCC Group developed and implemented a targeted remediation plan, helping the…
-
AML Review & Remediation
Using a phased review of customer due diligence controls, ongoing monitoring practices and enhanced due diligence processes, TCC Group provided…