Attivo deploys Recordsure AI technology to evidence compliance
See how one advice firm cut ongoing-advice file review costs by 40% and lifted quality using Recordsure’s AI, paired with…
Service: Compliance AI & RegTech
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Turning suitability reviews into a strategic advantage
See the poll results revealing how many advice files need rework after a suitability review, what the FCA expects on…
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Suitability reviews with AI: compliance burden to asset
TCC and Recordsure’s webinar poll found most suitability files are rated unclear due to insufficient rationale, and set out how…
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Five takeaways for wealth managers from AI in Compliance
Discover five key takeaways for wealth managers from our AI in Compliance event in London. We explore ‘reasonable steps’ in…
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FCA softens tone on ongoing advice but keeps focus on value
TCC Group’s Jason Wintie discusses the FCA’s ongoing advice review in Money Marketing, exploring what the regulator’s findings mean for…
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The future of AI in compliance
Find out what TCC and Recordsure’s two-part ‘AI in compliance’ webinar series covers, including how combining generative and predictive AI…
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How to stay ahead of FCA demands and unlock AI’s potential for wealth management compliance
TCC invited wealth management firms to an in-person event on evidencing ongoing advice under the Consumer Duty and using AI…
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FCA redress consultation explained: Key impacts on motor finance
As the Supreme Court’s landmark Johnson ruling and FCA’s redress proposals spark industry debate, learn the 5 key considerations motor…
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Motor finance redress scheme – what do we know now?
The Supreme Court’s ruling on motor finance commission has prompted the FCA to consult on a compensation scheme. This explains…
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Preparing the motor finance industry for the surge in complaints
TCC examines the Court of Appeal’s motor finance commission ruling and the FCA’s expected redress scheme, setting out what brokers…